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Vanguard S&P Mid-Cap 400 ETF
IVOO

28 hedge funds and large institutions have $44.6M invested in Vanguard S&P Mid-Cap 400 ETF in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

68% more capital invested

Capital invested by funds: $26.6M → $44.6M (+$18M)

17% more funds holding

Funds holding: 24 → 28 (+4)

9.89% more ownership

Funds ownership: 30.17% → 40.06% (+9.9%)

Holders
28
Holders Change
+4
Holders Change %
+16.67%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
11
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TCB
Texas Capital Bancshares
Texas
+$17.1M
2
Bank of America
Bank of America
North Carolina
+$767K
3
VF
Virtu Financial
New York
+$740K
4
HJA
Hugh Johnson Advisors
New York
+$383K
5
LFG
LifePlan Financial Group
Ohio
+$350K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.49M
2
Morgan Stanley
Morgan Stanley
New York
-$798K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$526K
4
Wells Fargo
Wells Fargo
California
-$232K
5
FHB
First Hawaiian Bank
Hawaii
-$209K
Name Holding Trade Value Shares
Change 		Change in
Stake
TCB
1
Texas Capital Bancshares
Texas
$17.4M +$17.1M +415,482 New
Bank of America
2
Bank of America
North Carolina
$5.4M +$767K +18,644 +17%
Morgan Stanley
3
Morgan Stanley
New York
$3.05M -$798K -19,404 -21%
PFM
4
Phillips Financial Management
Indiana
$2.62M -$9.87K -240 -0.4%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.16M +$227K +5,518 +12%
U
6
UBS
Switzerland
$2.06M +$274K +6,652 +16%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$1.55M – – –
KeyBank National Association
8
KeyBank National Association
Ohio
$1.39M – – –
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.13M +$272K +6,606 +33%
LPL Financial
10
LPL Financial
California
$930K +$96.1K +2,338 +12%
HJA
11
Hugh Johnson Advisors
New York
$765K +$383K +9,320 +104%
VF
12
Virtu Financial
New York
$755K +$740K +18,008 New
KFS
13
KMS Financial Services
Washington
$750K – – –
BC
14
Bartlett & Co
Ohio
$658K – – –
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$632K +$125K +3,032 +25%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$544K -$526K -12,792 -50%
Wells Fargo
17
Wells Fargo
California
$481K -$232K -5,654 -33%
PFG
18
Pacific Financial Group
Washington
$441K – – –
LFG
19
LifePlan Financial Group
Ohio
$357K +$350K +8,522 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$308K +$33.7K +820 +13%
CAN
21
Cetera Advisor Networks
California
$255K +$250K +6,078 New
TH
22
Timber Hill
Connecticut
$215K +$211K +5,134 New
NPC
23
National Planning Corporation
California
$214K +$209K +5,080 New
CAPTRUST Financial Advisors
24
CAPTRUST Financial Advisors
North Carolina
$165K +$88.4K +2,150 +121%
US Bancorp
25
US Bancorp
Minnesota
$135K +$4.11K +100 +3%
1
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IVOO Hedge Fund Activity: Q3 2013 in Review

28 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q3 2013, worth a combined $44.6M — up 68% from $26.6M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new IVOO positions and 3 closed out — a net gain of 4 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Texas Capital Bancshares, opening a new position worth an estimated $17.1M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $3.49M sold.

  • 28 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q3 2013, up from 24 in Q2 2013.
  • Funds reported $44.6M of Vanguard S&P Mid-Cap 400 ETF stock for Q3 2013, up 68% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q3 2013 and 3 closed out, a net change of +4 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q3 2013 was Texas Capital Bancshares, an estimated $17.1M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $3.49M sold.

Based on aggregated 13F filings for Q3 2013.