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Vanguard S&P Mid-Cap 400 ETF

103 hedge funds and large institutions have $348M invested in Vanguard S&P Mid-Cap 400 ETF in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 38 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 20

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

30.34% more ownership

Funds ownership: 67.1%97.44% (+30%)

25% more capital invested

Capital invested by funds: $277M → $348M (+$70.3M)

4% more funds holding

Funds holding: 99103 (+4)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
11
Increased
38
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.1M +$11.5M +169,604 +28%
Deutsche Bank
2
Deutsche Bank
Germany
$40.8M
LPL Financial
3
LPL Financial
California
$24.9M +$988K +14,556 +4%
Wells Fargo
4
Wells Fargo
California
$17.6M +$2.84M +41,810 +19%
UBS Group
5
UBS Group
Switzerland
$16.3M +$772K +11,374 +5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$16.1M -$534K -7,874 -3%
Bank of America
7
Bank of America
North Carolina
$14.8M +$386K +5,684 +3%
FA
8
FDx Advisors
Illinois
$14.7M +$1.76M +26,010 +14%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$13.6M +$13.6M +200,784 New
Ameriprise
10
Ameriprise
Minnesota
$13.6M +$1.26M +18,616 +10%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$11M +$54.3K +800 +0.5%
SI
12
Stephens Inc
Arkansas
$10.2M +$10.2M +149,986 New
B
13
Bridgeworth
Alabama
$9.27M +$2.65M +39,048 +25%
CWM
14
Cornerstone Wealth Management
Missouri
$7.37M +$97.3M +1,434,114 +393%
RJA
15
Raymond James & Associates
Florida
$6.85M +$529K +7,794 +8%
JG
16
Jefferies Group
New York
$6.8M +$6.79M +100,000 New
Jane Street
17
Jane Street
New York
$4.08M +$4.07M +59,970 New
SLF
18
Sun Life Financial
Ontario, Canada
$3.73M
PAG
19
Private Advisor Group
New Jersey
$3.24M +$2M +29,496 +163%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$3.11M +$234K +3,452 +8%
HCM
21
Hollencrest Capital Management
California
$3.07M
TCB
22
Texas Capital Bancshares
Texas
$2.99M -$159K -2,350 -5%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$2.84M +$92K +1,356 +3%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$2.24M +$36.6K +540 +2%
PFM
25
Phillips Financial Management
Indiana
$2.19M +$271 +4 +0%

IVOO Hedge Fund Activity: Q3 2018 in Review

103 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q3 2018, worth a combined $348M — up 25% from $277M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IVOO positions and 7 closed out — a net gain of 4 holders — while 38 added to existing stakes and 20 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $97.3M. The largest seller was Susquehanna International Group, cutting an estimated $1.01M.

  • 103 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q3 2018, up from 99 in Q2 2018.
  • Funds reported $348M of Vanguard S&P Mid-Cap 400 ETF stock for Q3 2018, up 25% quarter-over-quarter.
  • 11 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q3 2018 and 7 closed out, a net change of +4 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q3 2018 was Cornerstone Wealth Management, an estimated $97.3M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q3 2018 was Susquehanna International Group, an estimated $1.01M sold.

Based on aggregated 13F filings for Q3 2018.