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Vanguard S&P Mid-Cap 400 ETF

49 hedge funds and large institutions have $87.8M invested in Vanguard S&P Mid-Cap 400 ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

14% more funds holding

Funds holding: 4349 (+6)

4.16% more ownership

Funds ownership: 46.33%50.49% (+4.2%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less capital invested

Capital invested by funds: $89.3M → $87.8M (-$1.53M)

Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
1.37%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
9
Increased
18
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCB
1
Texas Capital Bancshares
Texas
$15.8M -$4.69M -95,328 -22%
UBS Group
2
UBS Group
Switzerland
$11.3M +$3.02M +61,528 +33%
Morgan Stanley
3
Morgan Stanley
New York
$8.43M -$15K -306 -0.2%
Bank of America
4
Bank of America
North Carolina
$6.47M -$33.3K -678 -0.5%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.37M +$5.73M +116,644 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.68M +$233K +4,732 +5%
IF
7
IRON Financial
Illinois
$4.53M -$55.8K -1,136 -1%
Wells Fargo
8
Wells Fargo
California
$4.22M -$14.7K -300 -0.3%
LPL Financial
9
LPL Financial
California
$4.14M +$1.15M +23,404 +37%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.92M +$3.12M +63,524 New
Citadel Advisors
11
Citadel Advisors
Florida
$1.88M +$2.01M +40,866 New
VF
12
Virtu Financial
New York
$1.72M +$845K +17,184 +85%
PFM
13
Phillips Financial Management
Indiana
$1.65M -$200K -4,078 -10%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.57M +$126K +2,568 +8%
KeyBank National Association
15
KeyBank National Association
Ohio
$1.3M +$124K +2,530 +10%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.04M -$18.8K -382 -2%
NGA
17
Naples Global Advisors
Florida
$930K -$44.2K -900 -4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$929K +$516K +10,496 +108%
HSA
19
HBK Sorce Advisory
Pennsylvania
$796K +$393 +8 +0%
AIG
20
American International Group
New York
$685K +$31.7K +646 +5%
Vanguard Group
21
Vanguard Group
Pennsylvania
$681K +$44.2K +900 +6%
BC
22
Bartlett & Co
Ohio
$670K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$642K -$1.29M -26,314 -65%
LFG
24
LifePlan Financial Group
Ohio
$525K +$6.09K +124 +1%
Jane Street
25
Jane Street
New York
$495K -$2.78M -56,556 -84%

IVOO Hedge Fund Activity: Q3 2015 in Review

49 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q3 2015, worth a combined $87.8M — down 1.7% from $89.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new IVOO positions and 3 closed out — a net gain of 6 holders — while 18 added to existing stakes and 12 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $5.73M. The largest seller was Texas Capital Bancshares, cutting an estimated $4.69M.

  • 49 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q3 2015, up from 43 in Q2 2015.
  • Funds reported $87.8M of Vanguard S&P Mid-Cap 400 ETF stock for Q3 2015, down 1.7% quarter-over-quarter.
  • 9 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q3 2015 and 3 closed out, a net change of +6 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $5.73M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q3 2015 was Texas Capital Bancshares, an estimated $4.69M sold.

Based on aggregated 13F filings for Q3 2015.