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Vanguard S&P Mid-Cap 400 ETF

63 hedge funds and large institutions have $102M invested in Vanguard S&P Mid-Cap 400 ETF in 2016 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

21% more funds holding

Funds holding: 5263 (+11)

12% more capital invested

Capital invested by funds: $90.8M → $102M (+$11M)

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

1.19% more ownership

Funds ownership: 47.66%48.85% (+1.2%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
63
Holders Change
+11
Holders Change %
+21.15%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
13
Increased
19
Reduced
17
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.6M -$2.3M -46,540 -15%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.9M +$436K +8,818 +4%
UBS Group
3
UBS Group
Switzerland
$7.58M +$259K +5,250 +4%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$7.24M +$341K +6,902 +5%
Ameriprise
5
Ameriprise
Minnesota
$7M +$6.9M +139,622 New
Bank of America
6
Bank of America
North Carolina
$6.84M +$298K +6,040 +5%
TCB
7
Texas Capital Bancshares
Texas
$4.83M -$494K -9,990 -9%
LPL Financial
8
LPL Financial
California
$4.73M -$4.04M -81,850 -46%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$4.16M +$4.09M +82,836 New
IF
10
IRON Financial
Illinois
$3.5M -$119K -2,418 -3%
Wells Fargo
11
Wells Fargo
California
$2.94M +$373K +7,542 +15%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.76M +$529K +10,706 +24%
SLF
13
Sun Life Financial
Ontario, Canada
$2.23M -$186K -3,760 -8%
PFM
14
Phillips Financial Management
Indiana
$1.79M -$7.31K -148 -0.4%
KeyBank National Association
15
KeyBank National Association
Ohio
$1.39M -$22.2K -450 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.14M +$54.2K +1,098 +5%
RJA
17
Raymond James & Associates
Florida
$1.01M +$97.4K +1,972 +11%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$998K -$36.1K -730 -4%
NGA
19
Naples Global Advisors
Florida
$936K -$138K -2,800 -13%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$909K -$454K -9,196 -34%
MHIC
21
Marble Harbor Investment Counsel
Massachusetts
$851K -$140K -2,840 -14%
AG
22
Advisor Group
Arizona
$836K +$824K +16,682 New
VF
23
Virtu Financial
New York
$816K +$804K +16,276 New
Vanguard Group
24
Vanguard Group
Pennsylvania
$811K +$52.3K +1,058 +7%
HSA
25
HBK Sorce Advisory
Pennsylvania
$741K -$14.7K -298 -2%