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Vanguard S&P Mid-Cap 400 ETF

118 hedge funds and large institutions have $322M invested in Vanguard S&P Mid-Cap 400 ETF in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 34 increasing their positions, 33 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

3% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 33

0% more funds holding

Funds holding: 118118 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

9.7% less ownership

Funds ownership: 77.1%67.4% (-9.7%)

12% less capital invested

Capital invested by funds: $366M → $322M (-$43.9M)

Holders
118
Holders Change
Holders Change %
0%
% of All Funds
2.59%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
12
Increased
34
Reduced
33
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46M +$1.37M +21,116 +3%
Deutsche Bank
2
Deutsche Bank
Germany
$39.2M
UBS Group
3
UBS Group
Switzerland
$25.5M +$2.23M +34,360 +10%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$19.1M +$2.27M +34,972 +14%
B
5
Bridgeworth
Alabama
$18.8M +$754K +11,612 +4%
Wells Fargo
6
Wells Fargo
California
$18.1M -$624K -9,608 -3%
Bank of America
7
Bank of America
North Carolina
$16.2M -$1.15M -17,676 -7%
LPL Financial
8
LPL Financial
California
$15.9M +$273K +4,210 +2%
RGI
9
River Global Investors
United Kingdom
$13.1M
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$10M -$277K -4,270 -3%
SI
11
Stephens Inc
Arkansas
$10M +$347K +5,350 +4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$7.99M +$156K +2,402 +2%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$5.12M +$447K +6,884 +10%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$4.52M +$363K +5,598 +9%
SLF
15
Sun Life Financial
Ontario, Canada
$4M
RJA
16
Raymond James & Associates
Florida
$3.69M -$1.08M -16,650 -23%
HCM
17
Hollencrest Capital Management
California
$3.13M
Ameriprise
18
Ameriprise
Minnesota
$2.87M +$84.4K +1,300 +3%
PAG
19
Private Advisor Group
New Jersey
$2.7M -$42.9K -660 -2%
V
20
Veritable
Delaware
$2.66M -$29.2K -450 -1%
TCB
21
Texas Capital Bancshares
Texas
$2.51M -$79.9K -1,230 -3%
AG
22
Advisor Group
Arizona
$2.34M -$208K -3,206 -8%
BCWM
23
Bartlett & Co Wealth Management
Ohio
$2.26M +$317K +4,880 +17%
BC
24
Bartlett & Co
Ohio
$2.25M +$317K +4,880 +17%
PFM
25
Phillips Financial Management
Indiana
$2.13M -$33.2K -512 -2%

IVOO Hedge Fund Activity: Q3 2019 in Review

118 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q3 2019, worth a combined $322M — down 12% from $366M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IVOO positions and 10 closed out — a net gain of 2 holders — while 34 added to existing stakes and 33 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $2.27M. The largest seller was JP Morgan Chase, cutting an estimated $26M.

  • 118 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $322M of Vanguard S&P Mid-Cap 400 ETF stock for Q3 2019, down 12% quarter-over-quarter.
  • 12 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q3 2019 and 10 closed out, a net change of +2 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q3 2019 was Envestnet Asset Management, an estimated $2.27M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q3 2019 was JP Morgan Chase, an estimated $26M sold.

Based on aggregated 13F filings for Q3 2019.