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Vanguard S&P Mid-Cap 400 ETF

26 hedge funds and large institutions have $56.8M invested in Vanguard S&P Mid-Cap 400 ETF in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 4

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

28% more capital invested

Capital invested by funds: $44.6M → $56.8M (+$12.3M)

4.22% more ownership

Funds ownership: 40.06%44.28% (+4.2%)

7% less funds holding

Funds holding: 2826 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
2
Increased
15
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCB
1
Texas Capital Bancshares
Texas
$19.1M +$362K +8,300 +2%
Bank of America
2
Bank of America
North Carolina
$10.3M +$4.31M +98,854 +77%
IF
3
IRON Financial
Illinois
$4.55M +$4.4M +101,026 New
Morgan Stanley
4
Morgan Stanley
New York
$3.92M +$615K +14,098 +19%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$3.12M +$777K +17,822 +35%
PFM
6
Phillips Financial Management
Indiana
$2.64M -$120K -2,746 -4%
U
7
UBS
Switzerland
$2.34M +$123K +2,822 +6%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.67M
KeyBank National Association
9
KeyBank National Association
Ohio
$1.3M -$189K -4,330 -13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.28M +$585K +13,412 +89%
LPL Financial
11
LPL Financial
California
$1.19M +$204K +4,680 +21%
Wells Fargo
12
Wells Fargo
California
$850K +$323K +7,406 +65%
KFS
13
KMS Financial Services
Washington
$806K
BC
14
Bartlett & Co
Ohio
$707K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$596K +$11.9K +272 +2%
PFG
16
Pacific Financial Group
Washington
$475K
LFG
17
LifePlan Financial Group
Ohio
$407K +$22.7K +520 +6%
CAN
18
Cetera Advisor Networks
California
$351K +$72.7K +1,668 +27%
NPC
19
National Planning Corporation
California
$339K +$109K +2,494 +49%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$241K -$86.6K -1,986 -27%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$211K +$32.8K +752 +19%
US Bancorp
22
US Bancorp
Minnesota
$145K
FTUS
23
Flow Traders U.S.
New York
$128K +$124K +2,838 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$106K +$10.5K +242 +12%
AIG
25
American International Group
New York
$80.8K +$65.1K +1,494 +498%

IVOO Hedge Fund Activity: Q4 2013 in Review

26 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q4 2013, worth a combined $56.8M — up 28% from $44.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of IVOO and 2 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 15 added.

The largest buyer was Bank of America, adding an estimated $4.31M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.13M sold.

  • 26 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q4 2013, down from 28 in Q3 2013.
  • Funds reported $56.8M of Vanguard S&P Mid-Cap 400 ETF stock for Q4 2013, up 28% quarter-over-quarter.
  • 2 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q4 2013 and 4 closed out, a net change of -2 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q4 2013 was Bank of America, an estimated $4.31M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q4 2013 was Susquehanna International Group, an estimated $1.13M sold.

Based on aggregated 13F filings for Q4 2013.