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Vanguard S&P Mid-Cap 400 ETF

111 hedge funds and large institutions have $274M invested in Vanguard S&P Mid-Cap 400 ETF in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

30% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 27

8% more funds holding

Funds holding: 103111 (+8)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

21% less capital invested

Capital invested by funds: $348M → $274M (-$73.9M)

27.33% less ownership

Funds ownership: 97.44%70.11% (-27%)

Holders
111
Holders Change
+8
Holders Change %
+7.77%
% of All Funds
2.47%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
19
Increased
35
Reduced
27
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.2M -$6.09M -98,956 -13%
Deutsche Bank
2
Deutsche Bank
Germany
$33.6M
Wells Fargo
3
Wells Fargo
California
$16.2M +$1.98M +32,144 +12%
UBS Group
4
UBS Group
Switzerland
$14.3M +$1.03M +16,684 +7%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$14M +$843K +13,694 +6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$13M +$1.93M +31,342 +16%
LPL Financial
7
LPL Financial
California
$12.1M -$9.22M -149,764 -41%
Ameriprise
8
Ameriprise
Minnesota
$12.1M -$717K -11,648 -6%
Bank of America
9
Bank of America
North Carolina
$11.9M -$236K -3,826 -2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$9.29M +$229K +3,712 +2%
B
11
Bridgeworth
Alabama
$8.91M +$2.49M +40,356 +21%
SI
12
Stephens Inc
Arkansas
$8.3M -$96.3K -1,564 -1%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$6.31M +$5.3M +86,038 +322%
Citadel Advisors
14
Citadel Advisors
Florida
$5.2M +$5.73M +93,024 New
RJA
15
Raymond James & Associates
Florida
$4.82M -$892K -14,480 -14%
SLF
16
Sun Life Financial
Ontario, Canada
$3.36M +$322K +5,230 +10%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$3.28M +$793K +12,876 +28%
VF
18
Virtu Financial
New York
$2.74M +$2.59M +42,114 +618%
HCM
19
Hollencrest Capital Management
California
$2.69M
TCB
20
Texas Capital Bancshares
Texas
$2.64M +$200K +3,246 +7%
PAG
21
Private Advisor Group
New Jersey
$2.5M -$186K -3,024 -6%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$2.41M +$626K +10,158 +31%
AG
23
Advisor Group
Arizona
$2.34M +$1.03M +16,730 +67%
V
24
Veritable
Delaware
$2.3M +$2.18M +35,380 +611%
PFM
25
Phillips Financial Management
Indiana
$1.86M +$52.2K +848 +3%

IVOO Hedge Fund Activity: Q4 2018 in Review

111 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q4 2018, worth a combined $274M — down 21% from $348M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new IVOO positions and 11 closed out — a net gain of 8 holders — while 35 added to existing stakes and 27 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $5.73M. The largest seller was FDx Advisors, exiting entirely with an estimated $14.7M sold.

  • 111 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q4 2018, up from 103 in Q3 2018.
  • Funds reported $274M of Vanguard S&P Mid-Cap 400 ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 19 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q4 2018 and 11 closed out, a net change of +8 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q4 2018 was Citadel Advisors, an estimated $5.73M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q4 2018 was FDx Advisors, an estimated $14.7M sold.

Based on aggregated 13F filings for Q4 2018.