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Vanguard S&P Mid-Cap 400 ETF

67 hedge funds and large institutions have $117M invested in Vanguard S&P Mid-Cap 400 ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 28 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

87% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 15

15% more capital invested

Capital invested by funds: $102M → $117M (+$14.9M)

6% more funds holding

Funds holding: 6367 (+4)

1.42% more ownership

Funds ownership: 48.85%50.27% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
67
Holders Change
+4
Holders Change %
+6.35%
% of All Funds
1.79%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
10
Increased
28
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.7M +$5.46M +104,690 +39%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$12.5M +$70.2K +1,346 +0.6%
Ameriprise
3
Ameriprise
Minnesota
$9.85M +$2.54M +48,828 +35%
UBS Group
4
UBS Group
Switzerland
$8.49M +$587K +11,270 +7%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$7.75M +$207K +3,974 +3%
Bank of America
6
Bank of America
North Carolina
$7.55M +$415K +7,964 +6%
LPL Financial
7
LPL Financial
California
$5M +$129K +2,472 +3%
TCB
8
Texas Capital Bancshares
Texas
$4.87M -$161K -3,096 -3%
Wells Fargo
9
Wells Fargo
California
$4.63M +$1.57M +30,078 +51%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$4.05M +$1.17M +22,474 +41%
IF
11
IRON Financial
Illinois
$3.57M -$74.8K -1,436 -2%
SLF
12
Sun Life Financial
Ontario, Canada
$2.32M
PFM
13
Phillips Financial Management
Indiana
$1.68M -$79.5K -1,526 -4%
RJA
14
Raymond James & Associates
Florida
$1.52M +$456K +8,746 +43%
KeyBank National Association
15
KeyBank National Association
Ohio
$1.44M -$10.7K -206 -0.7%
CAN
16
Cetera Advisor Networks
California
$1.25M +$568K +10,906 +84%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.16M +$208K +4,000 +22%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.15M -$33.1K -636 -3%
Jane Street
19
Jane Street
New York
$1.08M +$484K +9,286 +82%
WA
20
Waverly Advisors
Alabama
$1.08M +$1.08M +20,642 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$1.03M -$14.3K -274 -1%
NGA
22
Naples Global Advisors
Florida
$976K
MHIC
23
Marble Harbor Investment Counsel
Massachusetts
$897K +$9.9K +190 +1%
AG
24
Advisor Group
Arizona
$851K -$21.2K -406 -2%
PAG
25
Private Advisor Group
New Jersey
$792K +$88.4K +1,696 +12%

IVOO Hedge Fund Activity: Q3 2016 in Review

67 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q3 2016, worth a combined $117M — up 15% from $102M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new IVOO positions and 5 closed out — a net gain of 5 holders — while 28 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.46M. The largest seller was Susquehanna International Group, cutting an estimated $3.95M.

  • 67 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q3 2016, up from 63 in Q2 2016.
  • Funds reported $117M of Vanguard S&P Mid-Cap 400 ETF stock for Q3 2016, up 15% quarter-over-quarter.
  • 10 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q3 2016 and 5 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q3 2016 was Morgan Stanley, an estimated $5.46M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q3 2016 was Susquehanna International Group, an estimated $3.95M sold.

Based on aggregated 13F filings for Q3 2016.