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Vanguard S&P Mid-Cap 400 ETF

38 hedge funds and large institutions have $72.9M invested in Vanguard S&P Mid-Cap 400 ETF in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

9% more funds holding

Funds holding: 3538 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

4% less capital invested

Capital invested by funds: $76.2M → $72.9M (-$3.38M)

7.29% less ownership

Funds ownership: 49.16%41.87% (-7.3%)

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
1.09%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
7
Increased
11
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCB
1
Texas Capital Bancshares
Texas
$20.5M -$342K -7,384 -2%
Morgan Stanley
2
Morgan Stanley
New York
$8.59M +$341K +7,368 +4%
Bank of America
3
Bank of America
North Carolina
$8.27M +$750K +16,188 +10%
IF
4
IRON Financial
Illinois
$4.87M +$20.9K +452 +0.5%
U
5
UBS
Switzerland
$4.79M +$800K +17,280 +21%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.08M +$460K +9,926 +13%
PFM
7
Phillips Financial Management
Indiana
$2.88M -$25.6K -552 -0.9%
BTS
8
BB&T Securities
Virginia
$2.31M +$222K +4,786 New
LPL Financial
9
LPL Financial
California
$2.29M +$268K +5,792 +14%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2M -$1.92M -41,504 -50%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.79M
KeyBank National Association
12
KeyBank National Association
Ohio
$1.39M
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.15M -$101K -2,184 -8%
KFS
14
KMS Financial Services
Washington
$865K
BC
15
Bartlett & Co
Ohio
$758K
Wells Fargo
16
Wells Fargo
California
$722K -$1.65M -35,534 -70%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$698K -$2.18M -47,004 -77%
Jane Street
18
Jane Street
New York
$616K +$132K +2,848 +29%
HSA
19
HBK Sorce Advisory
Pennsylvania
$597K
LFG
20
LifePlan Financial Group
Ohio
$539K -$926 -20 -0.2%
PFG
21
Pacific Financial Group
Washington
$509K
CAN
22
Cetera Advisor Networks
California
$471K +$30.7K +662 +7%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$311K
NPC
24
National Planning Corporation
California
$288K -$64.9K -1,402 -19%
ICOA
25
Investment Centers of America
North Dakota
$228K +$217K +4,696 New