We are live on ! Find out more
IVOO icon

Vanguard S&P Mid-Cap 400 ETF

117 hedge funds and large institutions have $208M invested in Vanguard S&P Mid-Cap 400 ETF in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 34

1.98% less ownership

Funds ownership: 61.94%59.97% (-2%)

7% less funds holding

Funds holding: 126117 (-9)

33% less capital invested

Capital invested by funds: $309M → $208M (-$101M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

37% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 19

Holders
117
Holders Change
-9
Holders Change %
-7.14%
% of All Funds
2.58%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
12
Increased
37
Reduced
34
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.4M +$1.52M +24,294 +3%
UBS Group
2
UBS Group
Switzerland
$15.8M -$2.55M -40,682 -11%
Bank of America
3
Bank of America
North Carolina
$14.5M +$2.64M +42,054 +16%
B
4
Bridgeworth
Alabama
$14.4M -$1.32M -20,990 -7%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$13.9M +$111K +1,762 +0.6%
LPL Financial
6
LPL Financial
California
$10.4M -$2.59M -41,266 -16%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$9.62M +$7.22M +115,012 +139%
SI
8
Stephens Inc
Arkansas
$9.3M +$1.97M +31,452 +20%
TCBWMS
9
Texas Capital Bank Wealth Management Services
Texas
$8.24M -$239K -3,802 -2%
Wells Fargo
10
Wells Fargo
California
$7.63M -$6.12M -97,562 -38%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$6.37M -$1.05M -16,692 -11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.31M +$719K +11,464 +20%
Osaic Holdings
13
Osaic Holdings
Arizona
$3.06M +$4.37M +69,696 New
RJA
14
Raymond James & Associates
Florida
$2.82M -$3.26K -52 -0.1%
SLF
15
Sun Life Financial
Ontario, Canada
$2.76M
JP Morgan Chase
16
JP Morgan Chase
New York
$2.55M +$2.29M +36,554 +230%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.53M +$322K +5,136 +11%
Ameriprise
18
Ameriprise
Minnesota
$1.99M -$325K -5,172 -12%
V
19
Veritable
Delaware
$1.94M
PAG
20
Private Advisor Group
New Jersey
$1.87M -$150K -2,394 -6%
Goldman Sachs
21
Goldman Sachs
New York
$1.87M +$2.41M +38,386 New
BC
22
Bartlett & Co
Ohio
$1.71M +$2.2M +35,120 New
BCWM
23
Bartlett & Co Wealth Management
Ohio
$1.71M +$43.9K +700 +2%
CT
24
Coastline Trust
Rhode Island
$1.59M +$9.04K +144 +0.4%
PFM
25
Phillips Financial Management
Indiana
$1.56M +$170K +2,708 +9%

IVOO Hedge Fund Activity: Q1 2020 in Review

117 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q1 2020, worth a combined $208M — down 33% from $309M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of IVOO and 12 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 37 added.

The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $7.22M. The largest seller was River Global Investors, exiting entirely with an estimated $13.9M sold.

  • 117 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q1 2020, down from 126 in Q4 2019.
  • Funds reported $208M of Vanguard S&P Mid-Cap 400 ETF stock for Q1 2020, down 33% quarter-over-quarter.
  • 12 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q1 2020 and 19 closed out, a net change of -7 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q1 2020 was Northwestern Mutual Wealth Management, an estimated $7.22M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q1 2020 was River Global Investors, an estimated $13.9M sold.

Based on aggregated 13F filings for Q1 2020.