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Vanguard S&P Mid-Cap 400 ETF

78 hedge funds and large institutions have $188M invested in Vanguard S&P Mid-Cap 400 ETF in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 27 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

3% more funds holding

Funds holding: 7678 (+2)

2% less capital invested

Capital invested by funds: $192M → $188M (-$4.25M)

4% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 27

2.58% less ownership

Funds ownership: 53.74%51.16% (-2.6%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
78
Holders Change
+2
Holders Change %
+2.63%
% of All Funds
1.94%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
5
Increased
26
Reduced
27
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$28.9M -$1.86M -31,862 -6%
Morgan Stanley
2
Morgan Stanley
New York
$27.8M +$6.8M +116,616 +33%
UBS Group
3
UBS Group
Switzerland
$12.4M +$64.7K +1,110 +0.5%
LPL Financial
4
LPL Financial
California
$10.6M -$154K -2,634 -1%
Bank of America
5
Bank of America
North Carolina
$10.4M +$8.28K +142 +0.1%
Ameriprise
6
Ameriprise
Minnesota
$10.2M +$8.46M +145,172 +512%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$9.98M +$505K +8,660 +5%
Wells Fargo
8
Wells Fargo
California
$9.28M +$729K +12,502 +9%
B
9
Bridgeworth
Alabama
$7.89M +$279K +4,788 +4%
FA
10
FDx Advisors
Illinois
$4.75M +$2.17M +37,240 +85%
Bessemer Group
11
Bessemer Group
New Jersey
$4.24M -$749K -12,856 -15%
TCB
12
Texas Capital Bancshares
Texas
$3.85M -$362K -6,210 -9%
State Street
13
State Street
Massachusetts
$3.73M +$3.7M +63,494 New
RJA
14
Raymond James & Associates
Florida
$3.54M +$312K +5,356 +10%
SLF
15
Sun Life Financial
Ontario, Canada
$3.33M +$2.9M +49,732 +713%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.29M -$40.2K -690 -2%
PFM
17
Phillips Financial Management
Indiana
$1.87M -$42.7K -732 -2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.8M +$284K +4,872 +19%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$1.67M +$333K +5,708 +25%
CA
20
Cetera Advisors
Colorado
$1.67M
PAG
21
Private Advisor Group
New Jersey
$1.52M +$191K +3,280 +15%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.47M -$142K -2,442 -9%
KeyBank National Association
23
KeyBank National Association
Ohio
$1.39M -$213K -3,650 -13%
WA
24
Waverly Advisors
Alabama
$1.15M +$32.4K +556 +3%
MHIC
25
Marble Harbor Investment Counsel
Massachusetts
$1.12M +$46.6K +800 +4%

IVOO Hedge Fund Activity: Q2 2017 in Review

78 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q2 2017, worth a combined $188M — down 2.2% from $192M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new IVOO positions and 3 closed out — a net gain of 2 holders — while 26 added to existing stakes and 27 trimmed.

The largest buyer was Ameriprise, adding an estimated $8.46M. The largest seller was Citigroup, cutting an estimated $11.7M.

  • 78 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q2 2017, up from 76 in Q1 2017.
  • Funds reported $188M of Vanguard S&P Mid-Cap 400 ETF stock for Q2 2017, down 2.2% quarter-over-quarter.
  • 5 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q2 2017 and 3 closed out, a net change of +2 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q2 2017 was Ameriprise, an estimated $8.46M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q2 2017 was Citigroup, an estimated $11.7M sold.

Based on aggregated 13F filings for Q2 2017.