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Vanguard S&P Mid-Cap 400 ETF

76 hedge funds and large institutions have $192M invested in Vanguard S&P Mid-Cap 400 ETF in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 16

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

35% more capital invested

Capital invested by funds: $143M → $192M (+$49.4M)

4.34% more ownership

Funds ownership: 49.41%53.74% (+4.3%)

3% more funds holding

Funds holding: 7476 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
76
Holders Change
+2
Holders Change %
+2.7%
% of All Funds
1.89%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
11
Increased
36
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$30.3M +$16.4M +286,638 +121%
Morgan Stanley
2
Morgan Stanley
New York
$20.6M +$5.75M +100,268 +39%
UBS Group
3
UBS Group
Switzerland
$12.2M +$1.53M +26,672 +15%
Citigroup
4
Citigroup
New York
$11.6M +$11.5M +200,000 +200,000%
CS
5
Credit Suisse
Switzerland
$11.6M +$11.5M +200,000 New
LPL Financial
6
LPL Financial
California
$10.5M +$1.32M +22,984 +14%
Bank of America
7
Bank of America
North Carolina
$10.2M -$564K -9,830 -5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$9.32M +$57.6K +1,004 +0.6%
Wells Fargo
9
Wells Fargo
California
$8.42M +$1.41M +24,510 +20%
B
10
Bridgeworth
Alabama
$7.4M +$107K +1,862 +1%
Bessemer Group
11
Bessemer Group
New Jersey
$4.92M +$4.21M +73,290 +627%
TCB
12
Texas Capital Bancshares
Texas
$4.15M -$1M -17,480 -20%
IF
13
IRON Financial
Illinois
$3.64M -$235K -4,104 -6%
RJA
14
Raymond James & Associates
Florida
$3.18M +$740K +12,900 +31%
FA
15
FDx Advisors
Illinois
$2.52M +$1.33M +23,164 +114%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.29M +$563K +9,808 +33%
PFM
17
Phillips Financial Management
Indiana
$1.79M +$10.4K +182 +0.6%
CA
18
Cetera Advisors
Colorado
$1.64M +$1.63M +28,382 New
Ameriprise
19
Ameriprise
Minnesota
$1.64M -$9.59M -167,212 -85%
AG
20
Advisor Group
Arizona
$1.62M +$223K +3,888 +16%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.59M +$417K +7,268 +36%
KeyBank National Association
22
KeyBank National Association
Ohio
$1.58M -$11.5K -200 -0.7%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.53M -$1.15M -20,056 -43%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.49M +$123K +2,146 +9%
Jane Street
25
Jane Street
New York
$1.36M -$1.98M -34,580 -59%

IVOO Hedge Fund Activity: Q1 2017 in Review

76 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 ETF (IVOO) for Q1 2017, worth a combined $192M — up 35% from $143M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IVOO positions and 7 closed out — a net gain of 4 holders — while 36 added to existing stakes and 16 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $16.4M. The largest seller was Ameriprise, cutting an estimated $9.59M.

  • 76 institutional investors held Vanguard S&P Mid-Cap 400 ETF (IVOO) as of Q1 2017, up from 74 in Q4 2016.
  • Funds reported $192M of Vanguard S&P Mid-Cap 400 ETF stock for Q1 2017, up 35% quarter-over-quarter.
  • 11 funds opened new Vanguard S&P Mid-Cap 400 ETF positions in Q1 2017 and 7 closed out, a net change of +4 holders.
  • The largest Vanguard S&P Mid-Cap 400 ETF buyer in Q1 2017 was Raymond James Financial Services Advisors, an estimated $16.4M added.
  • The largest Vanguard S&P Mid-Cap 400 ETF seller in Q1 2017 was Ameriprise, an estimated $9.59M sold.

Based on aggregated 13F filings for Q1 2017.