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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
176
Shelton Capital Management
Colorado
-$763K -69,050 Closed
TRSOTSOK
177
Teachers Retirement System of the State of Kentucky
Kentucky
-$700K -63,364 Closed
Wellington Management Group
178
Wellington Management Group
Massachusetts
-$700K -63,364 Closed
PI
179
PineBridge Investments
New York
-$693K -62,684 Closed
Aberdeen Group
180
Aberdeen Group
United Kingdom
-$651K -58,000 Closed
OAM
181
Oxford Asset Management
United Kingdom
-$445K -40,274 Closed
BCM
182
BlueCrest Capital Management
Jersey
-$306K -27,714 Closed
JIC
183
Joel Isaacson & Co
New York
-$305K -25,000 Closed
CC
184
Cipher Capital
New York
-$267K -24,153 Closed
CSS
185
Cubist Systematic Strategies
Connecticut
-$242K -21,900 Closed
AAS
186
Annex Advisory Services
Wisconsin
-$194K -17,550 Closed
QC
187
Quadrature Capital
United Kingdom
-$176K -15,951 Closed
TCM
188
Tufton Capital Management
Maryland
-$143K -12,981 Closed
State of Tennessee, Department of Treasury
189
State of Tennessee, Department of Treasury
Tennessee
-$127K -11,500 Closed
AAS
190
Avantax Advisory Services
Texas
-$112K -10,125 Closed
EC
191
EJF Capital
Virginia
-$111K -10,000 Closed
WAM
192
Wolverine Asset Management
Illinois
-$77K -7,006 Closed
Simplex Trading
193
Simplex Trading
Illinois
-$49K -4,467 Closed
SGS
194
Sterling Global Strategies
California
-$8.45K -765 Closed
Fifth Third Bancorp
195
Fifth Third Bancorp
Ohio
-$5K -470 Closed
WTC
196
WhitTier Trust Company
Nevada
-$3K -274 Closed
IA
197
IFP Advisors
Florida
-$3K -224 Closed
WAM
198
Wealthspire Advisors (Maryland)
Maryland
-$2K -168 Closed
APC
199
Aspire Private Capital
North Carolina
+$318 +25 New