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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MCM
101
McKinley Capital Management
Alaska
$189K -$20.4K -1,804 -9%
Envestnet Asset Management
102
Envestnet Asset Management
Illinois
$187K +$210K +18,523 New
GWM
103
Gupta Wealth Management
California
$180K
PAM
104
Princeton Alpha Management
New Jersey
$154K +$172K +15,211 New
CSS
105
Cubist Systematic Strategies
Connecticut
$149K -$342K -30,194 -67%
KCM
106
Kempner Capital Management
Texas
$144K
LTFS
107
Ladenburg Thalmann Financial Services
Florida
$138K +$38K +3,350 +33%
BTS
108
BB&T Securities
Virginia
$135K -$6.8K -600 -4%
RCM
109
Radcliffe Capital Management
Pennsylvania
$135K
BW
110
Bison Wealth
Georgia
$119K -$4.9K -432 -4%
SWP
111
Stratos Wealth Partners
Ohio
$114K +$128K +11,300 New
EAM
112
Eventide Asset Management
Massachusetts
$113K +$127K +11,200 New
HighTower Advisors
113
HighTower Advisors
Illinois
$102K -$145K -12,795 -56%
QIM
114
Quest Investment Management
Oregon
$101K
PNC Financial Services Group
115
PNC Financial Services Group
Pennsylvania
$101K +$3.34K +295 +3%
ASN
116
Advisory Services Network
Georgia
$89K +$100K +8,822 New
NSIM
117
North Star Investment Management
Illinois
$86K
Creative Planning
118
Creative Planning
Kansas
$71K +$79.1K +6,978 New
Lazard Asset Management
119
Lazard Asset Management
New York
$70K
AIM
120
Advantage Investment Management
Iowa
$61K -$612 -54 -0.9%
HCM
121
Highlander Capital Management
New Jersey
$55K
PI
122
PineBridge Investments
New York
$53K +$1.5K +132 +3%
CPIG
123
Chicago Partners Investment Group
Illinois
$42K +$703 +62 +2%
TRCT
124
Tower Research Capital (TRC)
New York
$41K -$86.8K -7,661 -66%
KTC
125
Kistler-Tiffany Companies
Pennsylvania
$37K