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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BI
51
Bramshill Investments
Florida
$1.82M +$78.5K +6,171 +5%
Tudor Investment Corp
52
Tudor Investment Corp
Connecticut
$1.79M +$1.24M +97,030 +355%
UBS Group
53
UBS Group
Switzerland
$1.78M -$976K -76,666 -38%
Janney Montgomery Scott
54
Janney Montgomery Scott
Pennsylvania
$1.72M +$47.8K +3,759 +3%
Barclays
55
Barclays
United Kingdom
$1.57M -$246K -19,317 -15%
Two Sigma Investments
56
Two Sigma Investments
New York
$1.5M -$725K -56,938 -35%
FF
57
FourThought Financial
Florida
$1.45M +$1.28M +100,286 New
TFCM
58
Taylor Frigon Capital Management
Arizona
$1.43M -$11.7K -923 -0.9%
Two Sigma Advisers
59
Two Sigma Advisers
New York
$1.4M -$24.2K -1,900 -2%
Deutsche Bank
60
Deutsche Bank
Germany
$1.35M +$279K +21,917 +31%
SW
61
SVB Wealth
Massachusetts
$1.33M +$209K +16,398 +22%
CNFG
62
Creegan & Nassoura Financial Group
New Hampshire
$1.32M
TC
63
Telemus Capital
Michigan
$1.3M +$127K +10,000 +13%
IAIM
64
International Assets Investment Management
Florida
$1.24M -$153K -12,050 -12%
New York State Common Retirement Fund
65
New York State Common Retirement Fund
New York
$1.19M
LCWP
66
Legacy Capital Wealth Partners
Arkansas
$1.07M +$944K +74,189 New
Bank of New York Mellon
67
Bank of New York Mellon
New York
$1.07M +$178K +13,946 +23%
Cambridge Investment Research Advisors
68
Cambridge Investment Research Advisors
Iowa
$1.06M +$254K +19,956 +37%
Baird Financial Group
69
Baird Financial Group
Wisconsin
$979K -$59.2K -4,652 -6%
Truist Financial
70
Truist Financial
North Carolina
$942K -$11.9K -938 -1%
DnB Asset Management
71
DnB Asset Management
Norway
$929K
AG
72
Aperio Group
California
$899K +$78.8K +6,192 +11%
AAS
73
Avantax Advisory Services
Texas
$890K -$104K -8,140 -12%
DA
74
Duality Advisers
Florida
$865K +$764K +59,991 New
JCM
75
Jag Capital Management
Missouri
$856K +$509 +40 +0.1%