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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$1.63M +$1.8M +147,253 New
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$1.5M -$4.51K -370 -0.3%
Ohio Public Employees Retirement System (OPERS)
53
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.49M +$496K +40,700 +43%
Goldman Sachs
54
Goldman Sachs
New York
$1.45M +$1.17M +95,816 +271%
California Public Employees Retirement System
55
California Public Employees Retirement System
California
$1.44M +$1.18M +96,400 +288%
Commonwealth Equity Services
56
Commonwealth Equity Services
Massachusetts
$1.42M +$48K +3,940 +3%
TFCM
57
Taylor Frigon Capital Management
Arizona
$1.37M +$9.54K +782 +0.6%
LPL Financial
58
LPL Financial
California
$1.32M +$350K +28,703 +32%
HighTower Advisors
59
HighTower Advisors
Illinois
$1.12M +$101K +8,291 +9%
RJA
60
Raymond James & Associates
Florida
$1.04M -$2.81M -230,622 -71%
New York State Common Retirement Fund
61
New York State Common Retirement Fund
New York
$968K +$12.2K +1,000 +1%
ADBIC
62
A.D. Beadell Investment Counsel
Wisconsin
$957K +$34.1K +2,800 +3%
SSP
63
Sapphire Star Partners
Washington
$947K +$49 +4 +0%
Bank of New York Mellon
64
Bank of New York Mellon
New York
$930K -$298K -24,425 -22%
AG
65
Advisor Group
Arizona
$919K +$4.8K +394 +0.5%
LTFS
66
Ladenburg Thalmann Financial Services
Florida
$902K -$100K -8,224 -9%
OIA
67
Optimum Investment Advisors
Illinois
$845K
MWNA
68
Marshall Wace North America
New York
$823K +$908K +74,442 New
CA
69
Cetera Advisors
Colorado
$817K +$8.54K +700 +1%
SCM
70
Shelton Capital Management
Colorado
$763K -$220K -18,000 -21%
NGA
71
Naples Global Advisors
Florida
$754K -$64.6K -5,300 -8%
DnB Asset Management
72
DnB Asset Management
Norway
$737K -$17.1K -1,400 -2%
BI
73
Bramshill Investments
Florida
$730K -$772K -63,285 -49%
TRSOTSOK
74
Teachers Retirement System of the State of Kentucky
Kentucky
$700K +$56K +4,594 +8%
Wellington Management Group
75
Wellington Management Group
Massachusetts
$700K +$56K +4,594 +8%