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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BI
51
Bramshill Investments
Florida
$1.7M -$182K -13,621 -10%
HI
52
HBK Investments
Texas
$1.65M +$255K +19,100 +18%
CPP
53
Crow Point Partners
Massachusetts
$1.65M
Commonwealth Equity Services
54
Commonwealth Equity Services
Massachusetts
$1.64M -$6.1K -457 -0.4%
TFCM
55
Taylor Frigon Capital Management
Arizona
$1.62M +$3.68K +276 +0.2%
Bank of New York Mellon
56
Bank of New York Mellon
New York
$1.43M -$131K -9,826 -8%
DM
57
Delphi Management
Massachusetts
$1.29M +$903K +67,681 +223%
Ohio Public Employees Retirement System (OPERS)
58
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.23M -$204K -15,300 -14%
HighTower Advisors
59
HighTower Advisors
Illinois
$1.23M -$54.5K -4,084 -4%
LPL Financial
60
LPL Financial
California
$1.2M +$1.01M +75,413 +488%
LTFS
61
Ladenburg Thalmann Financial Services
Florida
$1.18M -$11.4K -855 -0.9%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$1.16M +$120K +8,989 +11%
SCM
63
Shelton Capital Management
Colorado
$1.15M
New York State Common Retirement Fund
64
New York State Common Retirement Fund
New York
$1.14M
SSP
65
Sapphire Star Partners
Washington
$1.13M -$46.8K -3,509 -4%
ADBIC
66
A.D. Beadell Investment Counsel
Wisconsin
$1.1M +$1.12M +83,865 New
AG
67
Advisor Group
Arizona
$1.09M -$571K -42,815 -34%
OIA
68
Optimum Investment Advisors
Illinois
$1.01M
AIM
69
Assured Investment Management
New York
$972K -$15.2K -1,140 -2%
CA
70
Cetera Advisors
Colorado
$961K +$114K +8,544 +13%
DnB Asset Management
71
DnB Asset Management
Norway
$897K -$37.4K -2,800 -4%
NGA
72
Naples Global Advisors
Florida
$887K -$83.3K -6,246 -8%
CIC
73
Carnegie Investment Counsel
Ohio
$803K +$873K +65,420 New
PI
74
PineBridge Investments
New York
$774K +$131K +9,796 +20%
TRSOTSOK
75
Teachers Retirement System of the State of Kentucky
Kentucky
$773K -$59.9K -4,492 -7%