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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Norges Bank
51
Norges Bank
Norway
$1.24M +$1.2M +81,644 New
Russell Investments Group
52
Russell Investments Group
United Kingdom
$1.22M +$89.4K +6,100 +8%
OIA
53
Optimum Investment Advisors
Illinois
$1.16M
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$1.15M +$40.1K +2,736 +4%
Two Sigma Investments
55
Two Sigma Investments
New York
$1.15M -$4.02M -274,155 -78%
AG
56
Advisor Group
Arizona
$1.14M -$327K -22,304 -23%
HB
57
Homrich & Berg
Georgia
$1.07M +$21.3K +1,453 +2%
TCM
58
Tufton Capital Management
Maryland
$1.07M -$217K -14,800 -17%
NGA
59
Naples Global Advisors
Florida
$1.04M +$4.76K +325 +0.5%
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$1.03M +$894K +61,000 +846%
AIMCA
61
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1M +$970K +66,168 New
NSEDCP
62
NJ State Employees Deferred Compensation Plan
New Jersey
$983K
SG Americas Securities
63
SG Americas Securities
New York
$978K +$657K +44,808 +226%
Citigroup
64
Citigroup
New York
$964K +$140K +9,580 +18%
Barclays
65
Barclays
United Kingdom
$948K +$918K +62,574 +93,394%
DnB Asset Management
66
DnB Asset Management
Norway
$933K +$173K +11,800 +24%
Cambridge Investment Research Advisors
67
Cambridge Investment Research Advisors
Iowa
$925K -$33.1K -2,256 -4%
TRSOTSOK
68
Teachers Retirement System of the State of Kentucky
Kentucky
$919K
WA
69
WESPAC Advisors
California
$879K -$167K -11,385 -16%
Bank of New York Mellon
70
Bank of New York Mellon
New York
$847K +$820K +55,936 New
AIM
71
Advantage Investment Management
Iowa
$817K +$772K +52,652 +3,866%
New York State Common Retirement Fund
72
New York State Common Retirement Fund
New York
$810K +$785K +53,563 New
LPL Financial
73
LPL Financial
California
$747K +$56.8K +3,877 +8%
RJFSA
74
Raymond James Financial Services Advisors
Florida
$745K -$103K -6,995 -12%
Commonwealth Equity Services
75
Commonwealth Equity Services
Massachusetts
$689K +$262K +17,869 +65%