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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AIG
51
American International Group
New York
$1.07M -$241K -16,437 -17%
NCMW
52
Northern Capital Management (Wisconsin)
Wisconsin
$1.07M -$2.93K -200 -0.3%
OIA
53
Optimum Investment Advisors
Illinois
$1.05M +$14.7K +1,000 +1%
Allianz Asset Management
54
Allianz Asset Management
Germany
$1.02M -$162K -11,055 -13%
NGA
55
Naples Global Advisors
Florida
$978K +$80.8K +5,515 +8%
AR
56
Advisory Research
Illinois
$973K -$272K -18,562 -20%
SMDAM
57
Sumitomo Mitsui DS Asset Management
Japan
$968K -$221K -15,110 -17%
Bank of New York Mellon
58
Bank of New York Mellon
New York
$927K +$130K +8,880 +15%
LPL Financial
59
LPL Financial
California
$922K -$191K -13,037 -16%
Legal & General Group
60
Legal & General Group
United Kingdom
$901K -$103K -6,999 -9%
PCM
61
Polaris Capital Management
Massachusetts
$891K +$969K +66,114 New
NSEDCP
62
NJ State Employees Deferred Compensation Plan
New Jersey
$876K
CRC
63
Curi RMB Capital
Illinois
$863K +$938K +64,000 New
HB
64
Homrich & Berg
Georgia
$853K +$18.4K +1,257 +2%
TRSOTSOK
65
Teachers Retirement System of the State of Kentucky
Kentucky
$819K
Wellington Management Group
66
Wellington Management Group
Massachusetts
$819K
TG
67
TCW Group
California
$809K +$879K +60,000 New
KIA
68
King Investment Advisors
Texas
$755K +$56.4K +3,850 +7%
MCM
69
Millie Capital Management
California
$725K -$227K -15,485 -22%
Bank of America
70
Bank of America
North Carolina
$681K -$12.6K -860 -2%
New York State Common Retirement Fund
71
New York State Common Retirement Fund
New York
$627K +$682K +46,513 New
CIBC World Market
72
CIBC World Market
Ontario, Canada
$621K -$69.2K -4,722 -9%
ICAS
73
Investors Capital Advisory Services
Massachusetts
$564K -$12.8K -876 -2%
DnB Asset Management
74
DnB Asset Management
Norway
$563K -$45.4K -3,100 -7%
WRM
75
Westport Resources Management
Connecticut
$526K -$166K -11,310 -22%