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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Brown Advisory
51
Brown Advisory
Maryland
$1.57M -$77K -5,100 -5%
AIG
52
American International Group
New York
$1.43M -$300K -19,885 -17%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$1.4M -$35.6K -2,361 -2%
SAM
54
Shell Asset Management
Netherlands
$1.38M
ZDA
55
Zweig-DiMenna Associates
New York
$1.38M
AR
56
Advisory Research
Illinois
$1.35M -$489K -32,380 -26%
SMDAM
57
Sumitomo Mitsui DS Asset Management
Japan
$1.29M -$546K -36,190 -29%
Allianz Asset Management
58
Allianz Asset Management
Germany
$1.29M
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
$1.25M +$2.52K +167 +0.2%
LPL Financial
60
LPL Financial
California
$1.2M +$204K +13,485 +20%
NCMW
61
Northern Capital Management (Wisconsin)
Wisconsin
$1.19M +$15.1K +1,000 +1%
OIA
62
Optimum Investment Advisors
Illinois
$1.15M
Legal & General Group
63
Legal & General Group
United Kingdom
$1.1M +$166K +11,012 +18%
AIU
64
Algebris Investments (UK)
United Kingdom
$1.03M -$1.01M -66,600 -49%
MCM
65
Millie Capital Management
California
$1.03M +$1.05M +69,296 New
Two Sigma Investments
66
Two Sigma Investments
New York
$1.01M -$1.41M -93,739 -58%
NGA
67
Naples Global Advisors
Florida
$998K +$87.8K +5,816 +9%
CNFG
68
Creegan & Nassoura Financial Group
New Hampshire
$997K +$1.01M +66,970 New
NSEDCP
69
NJ State Employees Deferred Compensation Plan
New Jersey
$967K
HB
70
Homrich & Berg
Georgia
$923K +$16.5K +1,093 +2%
TRSOTSOK
71
Teachers Retirement System of the State of Kentucky
Kentucky
$904K
Wellington Management Group
72
Wellington Management Group
Massachusetts
$904K
Bank of New York Mellon
73
Bank of New York Mellon
New York
$892K +$209K +13,873 +30%
KIA
74
King Investment Advisors
Texas
$780K +$90.7K +6,010 +13%
Bank of America
75
Bank of America
North Carolina
$765K +$64.9K +4,298 +9%