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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
51
Sterling Capital Management
North Carolina
$2.16M +$46.6K +3,181 +2%
YMRC
52
Yorktown Management & Research Company
Virginia
$2.1M +$1.46M +100,000 +333%
SI
53
Stephens Inc
Arkansas
$1.97M +$95.8K +6,547 +6%
NFA
54
Nationwide Fund Advisors
Ohio
$1.85M +$9.12K +623 +0.5%
Millennium Management
55
Millennium Management
New York
$1.84M -$1.55M -105,562 -48%
Royal Bank of Canada
56
Royal Bank of Canada
Ontario, Canada
$1.84M +$797K +54,419 +92%
ERSOT
57
Employees Retirement System of Texas
Texas
$1.81M +$439K +30,000 +37%
ACM
58
Avalon Capital Management
California
$1.81M +$297K +20,306 +22%
AR
59
Advisory Research
Illinois
$1.76M +$646K +44,160 +68%
SMDAM
60
Sumitomo Mitsui DS Asset Management
Japan
$1.76M +$646K +44,160 +68%
LPL Financial
61
LPL Financial
California
$1.52M +$933K +63,751 +212%
Janney Montgomery Scott
62
Janney Montgomery Scott
Pennsylvania
$1.37M +$61.1K +4,176 +5%
SAM
63
Shell Asset Management
Netherlands
$1.36M -$14.3K -979 -1%
Cambridge Investment Research Advisors
64
Cambridge Investment Research Advisors
Iowa
$1.28M +$107K +7,285 +10%
NCMW
65
Northern Capital Management (Wisconsin)
Wisconsin
$1.28M +$1.16M +79,040 New
AIU
66
Algebris Investments (UK)
United Kingdom
$1.27M +$1.15M +78,700 New
OIA
67
Optimum Investment Advisors
Illinois
$1.25M +$16.1K +1,100 +1%
PP
68
PDT Partners
New York
$1.24M +$411K +28,098 +58%
Allianz Asset Management
69
Allianz Asset Management
Germany
$1.23M +$1.12M +76,341 New
ICAS
70
Investors Capital Advisory Services
Massachusetts
$1.23M +$522K +35,644 +88%
NSEDCP
71
NJ State Employees Deferred Compensation Plan
New Jersey
$1.05M
TRSOTSOK
72
Teachers Retirement System of the State of Kentucky
Kentucky
$982K
Wellington Management Group
73
Wellington Management Group
Massachusetts
$982K
HB
74
Homrich & Berg
Georgia
$967K +$16.8K +1,151 +2%
AIG
75
American International Group
New York
$954K -$376K -25,719 -30%