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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
51
Fifth Third Bancorp
Ohio
$1.94M +$1.81M +138,915 New
BA
52
BlackRock Advisors
Delaware
$1.69M +$1.57M +120,855 New
California State Teachers Retirement System (CalSTRS)
53
California State Teachers Retirement System (CalSTRS)
California
$1.5M +$1.4M +107,263 New
DCM
54
Driehaus Capital Management
Illinois
$1.49M +$1.39M +106,881 New
AIG
55
American International Group
New York
$1.38M +$1.29M +98,882 New
AllianceBernstein
56
AllianceBernstein
Tennessee
$1.38M +$1.28M +98,629 New
CS
57
Credit Suisse
Switzerland
$1.34M +$1.25M +96,374 New
Barclays
58
Barclays
United Kingdom
$1.25M +$1.17M +89,657 New
Charles Schwab
59
Charles Schwab
California
$1.22M +$1.13M +87,200 New
RhumbLine Advisers
60
RhumbLine Advisers
Massachusetts
$1.21M +$1.13M +87,068 New
TA
61
Teachers Advisors
New York
$1.21M +$1.13M +86,684 New
JP Morgan Chase
62
JP Morgan Chase
New York
$1.2M +$1.12M +86,067 New
SI
63
Stephens Inc
Arkansas
$1.08M +$1.01M +77,393 New
Bank of America
64
Bank of America
North Carolina
$986K +$921K +70,785 New
NSEDCP
65
NJ State Employees Deferred Compensation Plan
New Jersey
$906K +$846K +65,000 New
Janney Montgomery Scott
66
Janney Montgomery Scott
Pennsylvania
$880K +$822K +63,156 New
TRSOTSOK
67
Teachers Retirement System of the State of Kentucky
Kentucky
$847K +$791K +60,743 New
Wellington Management Group
68
Wellington Management Group
Massachusetts
$847K +$791K +60,743 New
YMRC
69
Yorktown Management & Research Company
Virginia
$836K +$781K +60,000 New
Royal Bank of Canada
70
Royal Bank of Canada
Ontario, Canada
$835K +$779K +59,860 New
Swiss National Bank
71
Swiss National Bank
Switzerland
$820K +$765K +58,800 New
VanEck Associates
72
VanEck Associates
New York
$815K +$761K +58,461 New
Citigroup
73
Citigroup
New York
$806K +$753K +57,881 New
HB
74
Homrich & Berg
Georgia
$779K +$727K +55,861 New
Two Sigma Advisers
75
Two Sigma Advisers
New York
$727K +$678K +52,130 New