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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
GHAM
26
Gilman Hill Asset Management
Connecticut
$3.74M -$213K -18,950 -6%
VanEck Associates
27
VanEck Associates
New York
$3.6M -$211K -18,760 -6%
BC
28
Brinker Capital
Pennsylvania
$3.43M -$199K -17,727 -6%
CIP
29
Chartwell Investment Partners
Pennsylvania
$3.39M +$1.23M +109,497 +65%
BCA
30
Benchmark Capital Advisors
New York
$3.01M -$13.7K -1,216 -0.5%
Deutsche Bank
31
Deutsche Bank
Germany
$2.41M -$406K -36,048 -15%
AIU
32
Algebris Investments (UK)
United Kingdom
$2.23M -$1.12M -99,659 -35%
Stifel Financial
33
Stifel Financial
Missouri
$1.84M -$21.7K -1,925 -1%
PPA
34
Parametric Portfolio Associates
Washington
$1.83M +$353K +31,408 +26%
RFC
35
Russell Frank Company
Washington
$1.72M -$269K -23,924 -15%
Two Sigma Investments
36
Two Sigma Investments
New York
$1.67M -$257K -22,805 -14%
ACM
37
Ashford Capital Management
Delaware
$1.59M -$50.9K -4,520 -3%
AR
38
Advisory Research
Illinois
$1.5M -$263K -23,331 -16%
PCM
39
Polaris Capital Management
Massachusetts
$1.46M +$562K +49,937 +72%
PTA
40
Pear Tree Advisors
Massachusetts
$1.46M +$1.34M +119,420 New
ERSOT
41
Employees Retirement System of Texas
Texas
$1.37M
Legal & General Group
42
Legal & General Group
United Kingdom
$1.34M +$155K +13,747 +14%
SMDAM
43
Sumitomo Mitsui DS Asset Management
Japan
$1.33M -$337K -29,960 -22%
AIG
44
American International Group
New York
$1.23M -$324K -28,773 -22%
LPL Financial
45
LPL Financial
California
$1.14M +$496K +44,099 +91%
CNFG
46
Creegan & Nassoura Financial Group
New Hampshire
$1.09M -$14.6K -1,300 -1%
IAM
47
Impax Asset Management
New Hampshire
$1.05M +$225K +20,000 +30%
WFI
48
West Family Investments
California
$951K
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$951K +$766K +68,070 +681%
OIA
50
Optimum Investment Advisors
Illinois
$933K -$8.61K -765 -1%