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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$251K +$34K +1,800 +16%
BAS
27
Brown Advisory Securities
Maryland
$246K +$491 +26 +0.2%
SI
28
SII Investments
Wisconsin
$235K +$19.5K +1,035 +9%
HighTower Advisors
29
HighTower Advisors
Illinois
$228K +$232K +12,293 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$169K +$30.3K +1,603 +22%
GWM
31
Geneos Wealth Management
Colorado
$89K
NFG
32
Next Financial Group
Texas
$73K +$774 +41 +1%
Creative Planning
33
Creative Planning
Kansas
$57K
PA
34
Parallel Advisors
California
$56K
NSIM
35
North Star Investment Management
Illinois
$40K
GRP
36
Global Retirement Partners
California
$15K
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$14K
PCM
38
Penserra Capital Management
California
$9K +$831 +44 +10%
TRCT
39
Tower Research Capital (TRC)
New York
$8K +$7.55K +400 New
IWM
40
IHT Wealth Management
Illinois
$6K +$49.5K +2,622 +262%
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$3K +$2.83K +150 New
UBS AM
42
UBS AM
Illinois
$19 +$19 +1 New
RCM
43
Robinson Capital Management
Michigan
-$1.2M -64,867 Closed
SFS
44
Shaker Financial Services
Virginia
-$643K -34,853 Closed
Citigroup
45
Citigroup
New York
-$1.17K -62 -84%