UBS AM’s John Hancock Preferred Income Fund III HPS Stock Holding History

UBS AM’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-203	Closed	-$3.79K	–	2793
2018 Q3	$3.79K	Sell	203 -120	-37%	-$2.24K	﹤0.01%	2703
2018 Q2	$6.02K	Buy	323 +6	+2%	+$108	﹤0.01%	2700
2018 Q1	$5.59K	Sell	317 -290	-48%	-$5.13K	﹤0.01%	2597
2017 Q4	$11.4K	Sell	607 -178	-23%	-$3.3K	﹤0.01%	2498
2017 Q3	$14.8K	Buy	785 +784	+78,400%	+$14.8K	﹤0.01%	2446
2017 Q2	$19	Buy	+1	New	+$19	﹤0.01%	2530

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

UBS AM's HPS Position: Q4 2018 in Review

UBS AM sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2018, closing a stake of 203 shares — an estimated $3.79K sold.

UBS AM first reported a position in HPS in Q2 2017 and held it in 6 quarters. The position peaked at $14.8K in Q3 2017. 48 funds tracked by Wall St. Rank hold HPS as of Q4 2018.

UBS AM reported no remaining John Hancock Preferred Income Fund III position as of Q4 2018 after selling out during the quarter.
UBS AM sold 203 John Hancock Preferred Income Fund III shares in Q4 2018, an estimated $3.79K.
UBS AM first reported a position in John Hancock Preferred Income Fund III in Q2 2017 and held it in 6 quarters.
UBS AM's John Hancock Preferred Income Fund III position peaked at $14.8K in Q3 2017.
48 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2018.

Based on UBS AM's 13F filing for Q4 2018, filed 13 Feb 2019.