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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF

Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.38M +$8.3M +165,818 +9,269%
LPL Financial
2
LPL Financial
California
$7.94M +$5.13M +102,556 +184%
AG
3
Advisor Group
Arizona
$7.6M +$7.52M +150,215 +9,033%
MFS
4
MSI Financial Services
Massachusetts
$3.64M +$3.57M +71,271 +4,984%
RFWA
5
RPg Family Wealth Advisory
Massachusetts
$2.46M +$2.46M +49,116 New
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.3M +$2.3M +45,986 New
VKH
7
Virtu KCG Holdings
New York
$1.66M +$1.41M +28,107 +566%
FAAS
8
First Allied Advisory Services
California
$1.6M +$1.6M +31,934 New
AIM
9
Advantage Investment Management
Iowa
$1.48M +$1.48M +29,606 New
Stifel Financial
10
Stifel Financial
Missouri
$1.38M +$1.38M +27,514 New
IH
11
IFC Holdings
Florida
$868K +$869K +17,367 New
DADC
12
D.A. Davidson & Co
Montana
$730K +$730K +14,600 New
RJA
13
Raymond James & Associates
Florida
$674K +$674K +13,473 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$662K +$662K +13,229 New
WA
15
WFG Advisors
Texas
$630K +$384K +7,676 +7,996%
NPC
16
National Planning Corporation
California
$586K +$580K +11,599 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$534K +$534K +10,671 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$363K +$363K +7,253 New
IA
19
IFP Advisors
Florida
$341K +$172K +3,429 +101%
NWM
20
Northwest Wealth Management
Iowa
$265K +$265K +5,302 New
SI
21
SII Investments
Wisconsin
$234K +$234K +4,678 New
GWM
22
Geneos Wealth Management
Colorado
$233K +$119K +2,369 +103%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$205K +$205K +4,102 New
NFG
24
Next Financial Group
Texas
$68K +$39.3K +785 +139%
UBS Group
25
UBS Group
Switzerland
$21K +$21.3K +426 New
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