Next Financial Group’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

Next Financial Group’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-1,350	Closed	-$68K	–	2041
2016 Q4	$68K	Buy	1,350 +785	+139%	+$39.3K	0.01%	828
2016 Q3	$29K	Hold	565	–	–	0.01%	1189
2016 Q2	$28K	Hold	565	–	–	0.01%	839
2016 Q1	$27K	Buy	+565	New	+$26.1K	0.01%	817

Other funds holding HISF

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RPg Family Wealth Advisory Burlington, Massachusetts $600M AUM 36.53% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

AIM

Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return

Next Financial Group's HISF Position: Q1 2017 in Review

Next Financial Group sold out of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) in Q1 2017, closing a stake of 1,350 shares — an estimated $68K sold.

Next Financial Group first reported a position in HISF in Q1 2016 and held it in 4 quarters. The position peaked at $68K in Q4 2016. 32 funds tracked by Wall St. Rank hold HISF as of Q1 2017.

Next Financial Group reported no remaining First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position as of Q1 2017 after selling out during the quarter.
Next Financial Group sold 1,350 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q1 2017, an estimated $68K.
Next Financial Group first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q1 2016 and held it in 4 quarters.
Next Financial Group's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $68K in Q4 2016.
32 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q1 2017.

Based on Next Financial Group's 13F filing for Q1 2017, filed 8 May 2017.