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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF

Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$11.4M -$442K -8,672 -4%
UBS Group
2
UBS Group
Switzerland
$6.48M +$1.92M +37,766 +42%
LPL Financial
3
LPL Financial
California
$5.37M -$2.32M -45,563 -30%
Jane Street
4
Jane Street
New York
$3.99M +$3.98M +78,098 New
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$3.61M -$2.13M -41,763 -37%
AG
6
Advisor Group
Arizona
$3.29M -$5.71M -112,015 -64%
RFWA
7
RPg Family Wealth Advisory
Massachusetts
$2.53M +$4.89K +96 +0.2%
FAAS
8
First Allied Advisory Services
California
$2.44M +$68K +1,335 +3%
MML Investors Services
9
MML Investors Services
Massachusetts
$2.23M -$53K -1,040 -2%
VF
10
Virtu Financial
New York
$2.04M +$271K +5,311 +15%
AIM
11
Advantage Investment Management
Iowa
$1.27M +$26.6K +522 +2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.22M -$103K -2,014 -8%
FAIM
13
Financial Advocates Investment Management
Washington
$1.15M +$1.15M +22,522 New
DADC
14
D.A. Davidson & Co
Montana
$1.14M +$219K +4,291 +24%
NWM
15
Northwest Wealth Management
Iowa
$1.04M +$496K +9,739 +92%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.04M -$344K -6,761 -25%
IH
17
IFC Holdings
Florida
$608K +$41.7K +818 +7%
Stifel Financial
18
Stifel Financial
Missouri
$596K +$12.5K +246 +2%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$517K +$88K +1,728 +21%
SI
20
SII Investments
Wisconsin
$403K +$130K +2,550 +47%
KA
21
Kovack Advisors
Florida
$322K +$815 +16 +0.3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$316K -$509 -10 -0.2%
CA
23
Cetera Advisors
Colorado
$293K +$2.09K +41 +0.7%
GWM
24
Geneos Wealth Management
Colorado
$238K -$4.48K -88 -2%
IA
25
IFP Advisors
Florida
$226K -$34.1K -670 -13%
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