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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

HISF

Market cap $98.7M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 UBS Group Zurich, Switzerland	$5.34M	-$2.93M	-66,111	-36%
2	2 LPL Financial San Diego, California	$5.23M	-$246K	-5,567	-5%
3	3 Osaic Holdings Scottsdale, Arizona	$3.29M	-$118K	-2,675	-4%
4	AWM 4 AE Wealth Management Topeka, Kansas	$1.42M	+$912K	+20,611	+189%
5	SS 5 Simplicity Solutions Minneapolis, Minnesota	$1.4M	+$911K	+20,598	+196%
6	6 Commonwealth Equity Services Waltham, Massachusetts	$1.05M	-$42.2K	-953	-4%
7	CIAS 7 Capital Investment Advisory Services Raleigh, North Carolina	$875K	+$23.7K	+535	+3%
8	8 Cambridge Investment Research Advisors Fairfield, Iowa	$691K	-$199K	-4,508	-23%
9	DI 9 DFPG Investments Sandy, Utah	$675K	-$26.9K	-608	-4%
10	10 Royal Bank of Canada Toronto, Ontario, Canada	$455K	-$6.4M	-144,710	-93%
11	CCFM 11 Clear Creek Financial Management Silverdale, Washington	$397K	-$251K	-5,682	-39%
12	12 Truist Financial Charlotte, North Carolina	$393K	-$20.1K	-455	-5%
13	FTUS 13 Flow Traders U.S. New York	$344K	+$442	+10	+0.1%
14	CA 14 Cetera Advisors Denver, Colorado	$331K	+$40.5K	+915	+14%
15	15 Morgan Stanley New York	$261K	+$257K	+5,805	New
16	MAFM 16 Mid Atlantic Financial Management Pittsburgh, Pennsylvania	$255K	+$11.3K	+256	+5%
17	17 Envestnet Asset Management Chicago, Illinois	$246K	–	–	–
18	KWM 18 Kingsview Wealth Management Grants Pass, Oregon	$222K	+$219K	+4,943	New
19	19 Cetera Investment Advisers Schaumburg, Illinois	$217K	-$37.9K	-856	-15%
20	PAG 20 Private Advisor Group Morristown, New Jersey	$175K	+$173K	+3,904	New
21	CAN 21 Cetera Advisor Networks El Segundo, California	$96K	+$94.3K	+2,131	New
22	GWM 22 Geneos Wealth Management Englewood, Colorado	$84K	-$4.42K	-100	-5%
23	APA 23 American Portfolios Advisors Holbrook, New York	$17.3K	–	–	–
24	BEI 24 Benjamin Edwards Inc Clayton, Missouri	$16K	–	–	–
25	25 Wells Fargo San Francisco, California	$9K	-$44	-1	-0.5%