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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.79M +$1.79M +40,965 +60%
TI
2
tru Independence
Oregon
$1.93M +$75.9K +1,739 +4%
Jane Street
3
Jane Street
New York
$1.86M -$379K -8,674 -17%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$1.55M -$5.33K -122 -0.3%
Citadel Advisors
5
Citadel Advisors
Florida
$1.41M +$1.41M +32,282 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.19M +$7.69K +176 +0.7%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.16M +$1.16M +26,511 New
NA
8
NewEdge Advisors
Louisiana
$1.04M +$742 +17 +0.1%
PWM
9
Perigon Wealth Management
California
$1.02M +$1.02M +23,290 New
PFS
10
Prospera Financial Services
Texas
$932K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$786K -$20.7K -474 -3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$717K +$183K +4,198 +34%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$420K -$36.6K -839 -8%
HighTower Advisors
14
HighTower Advisors
Illinois
$417K -$2.88K -66 -0.7%
AWS
15
Atria Wealth Solutions
New York
$355K -$3.8K -87 -1%
VWA
16
Visionary Wealth Advisors
Illinois
$321K +$31K +711 +11%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$317K -$97.4K -2,230 -24%
IGWM
18
ICA Group Wealth Management
Colorado
$302K -$20.8K -477 -6%
C
19
CEDRUS
Colorado
$302K -$34.9K -800 -10%
IWC
20
Integrated Wealth Concepts
Massachusetts
$300K
CCFM
21
Clear Creek Financial Management
Washington
$296K -$12.9K -296 -4%
RJT
22
Raymond James Trust
Florida
$246K +$245K +5,609 New
RJA
23
Raymond James & Associates
Florida
$243K -$6.55K -150 -3%
SF
24
Synovus Financial
Georgia
$218K
Osaic Holdings
25
Osaic Holdings
Arizona
$203K -$30.3K -694 -13%