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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.49M -$236K -4,651 -2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.07M +$361K +7,124 +4%
LPL Financial
3
LPL Financial
California
$6.52M +$999K +19,727 +18%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.49M +$639K +12,610 +17%
RFWA
5
RPg Family Wealth Advisory
Massachusetts
$2.5M -$19.3K -381 -0.8%
Jane Street
6
Jane Street
New York
$2.2M +$901K +17,793 +70%
AG
7
Advisor Group
Arizona
$2.07M -$20.2K -398 -1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.71M -$16.2K -320 -0.9%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.46M +$230K +4,548 +19%
DI
10
DFPG Investments
Utah
$871K +$101 +2 +0%
CIAS
11
Capital Investment Advisory Services
North Carolina
$808K +$134K +2,650 +20%
DADC
12
D.A. Davidson & Co
Montana
$670K -$23K -454 -3%
CCFM
13
Clear Creek Financial Management
Washington
$647K +$648K +12,789 New
CA
14
Cetera Advisors
Colorado
$645K +$419K +8,280 +186%
NWM
15
Northwest Wealth Management
Iowa
$511K -$96.8K -1,910 -16%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$335K -$83.8K -1,655 -20%
BTS
17
BB&T Securities
Virginia
$322K +$16.9K +334 +6%
AWM
18
AE Wealth Management
Kansas
$316K +$315K +6,222 New
MML Investors Services
19
MML Investors Services
Massachusetts
$309K -$35.1K -693 -10%
SS
20
Simplicity Solutions
Minnesota
$301K +$301K +5,934 New
Stifel Financial
21
Stifel Financial
Missouri
$300K +$57K +1,126 +23%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$270K +$61.9K +1,221 +30%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$249K +$507 +10 +0.2%
SWP
24
Stratos Wealth Partners
Ohio
$204K +$204K +4,017 New
FAAS
25
First Allied Advisory Services
California
$150K +$149K +2,948 New