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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
1
Geneos Wealth Management
Colorado
$31.1M +$11.8M +261,046 +59%
LPL Financial
2
LPL Financial
California
$11.3M +$2.01M +44,582 +21%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.16M +$418K +9,278 +7%
TI
4
tru Independence
Oregon
$3.15M +$248K +5,496 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.8M +$1.19M +26,452 +72%
Betterment LLC
6
Betterment LLC
New York
$2.66M +$511K +11,348 +23%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$1.94M +$208K +4,618 +12%
Citadel Advisors
8
Citadel Advisors
Florida
$1.83M +$268K +5,941 +17%
IAA
9
Independent Advisor Alliance
North Carolina
$1.78M +$1.81M +40,202 New
Jane Street
10
Jane Street
New York
$1.63M +$1.15M +25,467 +226%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.43M +$9.69K +215 +0.7%
Raymond James Financial
12
Raymond James Financial
Florida
$1.3M +$223K +4,942 +20%
PWM
13
Perigon Wealth Management
California
$1.19M -$35.1K -780 -3%
PFS
14
Prospera Financial Services
Texas
$1.12M -$62.2K -1,380 -5%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.03M -$37.1K -824 -3%
NA
16
NewEdge Advisors
Louisiana
$892K -$21.1K -469 -2%
PWS
17
Proactive Wealth Strategies
Georgia
$791K +$401K +8,894 +99%
EH
18
Equitable Holdings
New York
$423K +$422K +9,360 New
BC
19
Barrett & Company
Rhode Island
$388K +$394K +8,750 New
IWC
20
Integrated Wealth Concepts
Massachusetts
$299K +$304K +6,747 New
AWG
21
Altus Wealth Group
Colorado
$204K -$27.2K -604 -12%
AAP
22
Arax Advisory Partners
Colorado
$187K
Osaic Holdings
23
Osaic Holdings
Arizona
$143K
HI
24
Harbour Investments
Wisconsin
$101K +$102K +2,269 New
IAIM
25
International Assets Investment Management
Florida
$55.4K -$11K -245 -16%