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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$6.25M +$1.29M +29,332 +27%
BAS
2
Breakthru Advisory Services
Wisconsin
$4.16M
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.86M +$384K +8,720 +16%
TI
4
tru Independence
Oregon
$2.62M +$145K +3,280 +6%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$1.69M -$38.3K -869 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.44M -$354K -8,027 -20%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.21M -$87.6K -1,986 -7%
PFS
8
Prospera Financial Services
Texas
$1.13M -$20.5K -466 -2%
PWM
9
Perigon Wealth Management
California
$1.13M +$42.9K +973 +4%
NA
10
NewEdge Advisors
Louisiana
$918K +$5.47K +124 +0.6%
Raymond James Financial
11
Raymond James Financial
Florida
$704K +$44 +1 +0%
PWS
12
Proactive Wealth Strategies
Georgia
$548K -$9.74K -221 -2%
CW
13
CreativeOne Wealth
Kansas
$508K +$85.3K +1,935 +21%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$400K -$21.5K -488 -5%
HighTower Advisors
15
HighTower Advisors
Illinois
$356K -$98K -2,224 -22%
Jane Street
16
Jane Street
New York
$332K -$858K -19,457 -72%
IWC
17
Integrated Wealth Concepts
Massachusetts
$302K
AWS
18
Atria Wealth Solutions
New York
$271K +$265 +6 +0.1%
AWG
19
Altus Wealth Group
Colorado
$260K -$3.75K -85 -1%
AAP
20
Arax Advisory Partners
Colorado
$188K
Morgan Stanley
21
Morgan Stanley
New York
$168K +$165K +3,750 +375,000%
AAS
22
Ameritas Advisory Services
Nebraska
$127K -$83.9K -1,903 -40%
Osaic Holdings
23
Osaic Holdings
Arizona
$122K -$17.1K -389 -12%
CIAS
24
Capital Investment Advisory Services
North Carolina
$89.2K -$1.76K -40 -2%
GRP
25
Global Retirement Partners
California
$56.3K +$55.5K +1,259 New