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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

HISF

Market cap $98.7M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	SAM 1 Synergy Asset Management Vancouver, Washington	$12.8M	+$12.3M	+253,612	+3,076%
2	2 LPL Financial San Diego, California	$4.48M	-$223K	-4,596	-5%
3	AWM 3 AE Wealth Management Topeka, Kansas	$2.13M	-$111K	-2,283	-5%
4	4 Osaic Holdings Scottsdale, Arizona	$1.75M	-$299K	-6,164	-15%
5	CIAS 5 Capital Investment Advisory Services Raleigh, North Carolina	$923K	+$9.21K	+190	+1%
6	6 Commonwealth Equity Services Waltham, Massachusetts	$805K	-$126K	-2,593	-14%
7	FTUS 7 Flow Traders U.S. New York	$778K	-$335K	-6,904	-30%
8	8 Royal Bank of Canada Toronto, Ontario, Canada	$514K	+$9.8K	+202	+2%
9	9 Cambridge Investment Research Advisors Fairfield, Iowa	$432K	-$51.4K	-1,059	-11%
10	IAIM 10 International Assets Investment Management Orlando, Florida	$430K	+$249K	+5,139	+137%
11	CA 11 Cetera Advisors Denver, Colorado	$321K	–	–	–
12	12 Envestnet Asset Management Chicago, Illinois	$293K	-$24.7K	-509	-8%
13	SPC 13 Sigma Planning Corp Ann Arbor, Michigan	$293K	+$291K	+5,990	New
14	HI 14 Harbour Investments Madison, Wisconsin	$264K	+$263K	+5,413	New
15	15 MML Investors Services Springfield, Massachusetts	$245K	+$244K	+5,023	New
16	PFS 16 Prospera Financial Services Dallas, Texas	$236K	+$1.26K	+26	+0.5%
17	17 Cetera Investment Advisers Schaumburg, Illinois	$226K	-$82.5K	-1,701	-27%
18	18 UBS Group Zurich, Switzerland	$203K	-$117K	-2,404	-37%
19	GWM 19 Geneos Wealth Management Englewood, Colorado	$95K	–	–	–
20	EP 20 Eudaimonia Partners Winchester, Tennessee	$67K	+$66.2K	+1,365	New
21	BEI 21 Benjamin Edwards Inc Clayton, Missouri	$17K	–	–	–
22	IA 22 IFP Advisors Tampa, Florida	$10K	+$4.9K	+101	+90%
23	CFGS 23 Concourse Financial Group Securities Birmingham, Alabama	$5K	–	–	–
24	APA 24 American Portfolios Advisors Holbrook, New York	$3.91K	–	–	–
25	AA 25 AlphaMark Advisors Ft. Wright, Kentucky	$2K	–	–	–