Stifel Financial’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

Stifel Financial’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-4,867	Closed	-$249K	–	2935
2019 Q4	$249K	Sell	4,867 -1,089	-18%	-$55.3K	﹤0.01%	2640
2019 Q3	$300K	Buy	5,956 +1,126	+23%	+$57K	﹤0.01%	2438
2019 Q2	$241K	Buy	+4,830	New	+$241K	﹤0.01%	2619
2018 Q4	–	Sell	-5,733	Closed	-$283K	–	2732
2018 Q3	$283K	Buy	5,733 +444	+8%	+$22K	﹤0.01%	2392
2018 Q2	$260K	Sell	5,289 -1,701	-24%	-$83.4K	﹤0.01%	2388
2018 Q1	$343K	Sell	6,990 -4,635	-40%	-$234K	﹤0.01%	2171
2017 Q4	$596K	Buy	11,625 +246	+2%	+$12.5K	﹤0.01%	1813
2017 Q3	$584K	Sell	11,379 -5,383	-32%	-$275K	﹤0.01%	1793
2017 Q2	$855K	Buy	16,762 +1,275	+8%	+$64.9K	﹤0.01%	1550
2017 Q1	$787K	Sell	15,487 -12,027	-44%	-$609K	﹤0.01%	1567
2016 Q4	$1.38M	Buy	+27,514	New	+$1.38M	0.01%	1215

Other funds holding HISF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

CIAS

Capital Investment Advisory Services Raleigh, North Carolina $1.37B AUM 20.71% 1-Year Est. Return

Stifel Financial's HISF Position: Q1 2020 in Review

Stifel Financial sold out of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) in Q1 2020, closing a stake of 4,867 shares — an estimated $249K sold.

Stifel Financial first reported a position in HISF in Q4 2016 and held it in 11 quarters. The position peaked at $1.38M in Q4 2016. 34 funds tracked by Wall St. Rank hold HISF as of Q1 2020.

Stifel Financial reported no remaining First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position as of Q1 2020 after selling out during the quarter.
Stifel Financial sold 4,867 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q1 2020, an estimated $249K.
Stifel Financial first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q4 2016 and held it in 11 quarters.
Stifel Financial's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $1.38M in Q4 2016.
34 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q1 2020.

Based on Stifel Financial's 13F filing for Q1 2020, filed 14 May 2020.