Financial Advocates Investment Management’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

Financial Advocates Investment Management’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-18,301	Closed	-$900K	–	462
2018 Q3	$900K	Buy	18,301 +14	+0.1%	+$694	0.1%	202
2018 Q2	$894K	Sell	18,287 -280	-2%	-$13.7K	0.11%	195
2018 Q1	$912K	Sell	18,567 -3,955	-18%	-$199K	0.12%	179
2017 Q4	$1.15M	Buy	+22,522	New	+$1.15M	0.16%	138

Other funds holding HISF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $600M AUM 36.53% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Financial Advocates Investment Management's HISF Position: Q4 2018 in Review

Financial Advocates Investment Management sold out of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) in Q4 2018, closing a stake of 18,301 shares — an estimated $900K sold.

Financial Advocates Investment Management first reported a position in HISF in Q4 2017 and held it in 4 quarters. The position peaked at $1.15M in Q4 2017. 32 funds tracked by Wall St. Rank hold HISF as of Q4 2018.

Financial Advocates Investment Management reported no remaining First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position as of Q4 2018 after selling out during the quarter.
Financial Advocates Investment Management sold 18,301 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q4 2018, an estimated $900K.
Financial Advocates Investment Management first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q4 2017 and held it in 4 quarters.
Financial Advocates Investment Management's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $1.15M in Q4 2017.
32 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q4 2018.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.