National Planning Corporation’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

National Planning Corporation’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-11,581	Closed	-$593K	–	273
2017 Q3	$593K	Buy	11,581 +78	+0.7%	+$3.99K	0.05%	327
2017 Q2	$587K	Buy	11,503 +210	+2%	+$10.7K	0.04%	367
2017 Q1	$572K	Sell	11,293 -306	-3%	-$15.5K	0.04%	349
2016 Q4	$586K	Buy	+11,599	New	+$580K	0.05%	332
2015 Q1	–	Sell	-50	Closed	-$2.5K	–	1261
2014 Q4	$2.5K	Buy	+50	New	+$2.51K	﹤0.01%	2530

Other funds holding HISF

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

National Planning Corporation's HISF Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) in Q4 2017, closing a stake of 11,581 shares — an estimated $593K sold.

National Planning Corporation first reported a position in HISF in Q4 2014 and held it in 5 quarters. The position peaked at $593K in Q3 2017. 34 funds tracked by Wall St. Rank hold HISF as of Q4 2017.

National Planning Corporation reported no remaining First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 11,581 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q4 2017, an estimated $593K.
National Planning Corporation first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q4 2014 and held it in 5 quarters.
National Planning Corporation's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $593K in Q3 2017.
34 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.