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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jones Financial Companies
101
Jones Financial Companies
Missouri
$24K +$23.2K +264 New
BWP
102
Baldwin Wealth Partners
Massachusetts
$22K
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$18K
NFG
104
Next Financial Group
Texas
$18K +$7.56K +86 +76%
HCP
105
Hexagon Capital Partners
Arkansas
$17K
BEI
106
Benjamin Edwards Inc
Missouri
$16K
Barclays
107
Barclays
United Kingdom
$9K +$8.61K +98 New
SPWG
108
Sage Private Wealth Group
Illinois
$8K
IAIM
109
International Assets Investment Management
Florida
$4K
AF
110
Advisornet Financial
Minnesota
$3K
MAM
111
Meeder Asset Management
Ohio
$3K +$2.81K +32 New
DWA
112
Dorsey Wright & Associates
California
$2.11K -$51.5K -586 -2%
TIM
113
Total Investment Management
Arizona
-$27.7M -359,987 Closed
RIA
114
Regal Investment Advisors
Michigan
-$4.91M -63,808 Closed
OAM
115
Occidental Asset Management
California
-$1.6M -20,739 Closed
TRCT
116
Tower Research Capital (TRC)
New York
-$708K -9,199 Closed
CS
117
Credit Suisse
Switzerland
-$572K -7,431 Closed
AWA
118
Arete Wealth Advisors
Illinois
-$557K -7,321 Closed
AWAP
119
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
-$429K -5,576 Closed
FFN
120
Focus Financial Network
Minnesota
-$334K -4,342 Closed
WAS
121
Wealth Advisory Solutions
Indiana
-$232K -4,007 Closed
ICP
122
Interchange Capital Partners
Pennsylvania
-$116K -1,510 Closed
TWM
123
Tradition Wealth Management
Minnesota
-$56K -725 Closed
LGA
124
Lebenthal Global Advisors
New York
-$23K -300 Closed
TI
125
tru Independence
Oregon
-$7 -88 Closed