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First Trust Consumer Staples AlphaDEX Fund

64 hedge funds and large institutions have $420M invested in First Trust Consumer Staples AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 19

12% more capital invested

Capital invested by funds: $376M → $420M (+$43.9M)

1.21% more ownership

Funds ownership: 64.08%65.29% (+1.2%)

11% less funds holding

Funds holding: 7264 (-8)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

58% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 12

Holders
64
Holders Change
-8
Holders Change %
-11.11%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
5
Increased
32
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$1.27M -$9.3M -283,451 -88%
BFEC
27
Benjamin F. Edwards & Company
Missouri
$1.17M +$60.7K +1,851 +5%
AIG
28
American International Group
New York
$1.16M +$380K +11,589 +49%
Deutsche Bank
29
Deutsche Bank
Germany
$1.14M +$582K +17,740 +105%
NES
30
New England Securities
New York
$972K +$549K +16,728 +130%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$954K +$79.9K +2,436 +9%
IH
32
IFC Holdings
Florida
$949K +$178K +5,427 +23%
VFS
33
VSR Financial Services
Kansas
$895K +$893K +27,208 New
CWM
34
Concert Wealth Management
California
$847K -$328 -10 -0%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$820K -$16.7K -510 -2%
FHA
36
First Horizon Advisors
Tennessee
$705K +$703K +21,433 New
SG Americas Securities
37
SG Americas Securities
New York
$681K +$481K +14,672 +243%
HI
38
Horizon Investments
North Carolina
$610K -$40.4K -1,232 -6%
SFI
39
SPC Financial Inc
Maryland
$532K -$6.07K -185 -1%
Citigroup
40
Citigroup
New York
$526K +$185K +5,651 +55%
DADC
41
D.A. Davidson & Co
Montana
$519K +$20.5K +626 +4%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$517K -$1.99M -60,694 -79%
FAAS
43
First Allied Advisory Services
California
$486K +$47.5K +1,449 +11%
AP
44
Atwood & Palmer
Missouri
$486K +$269K +8,190 +124%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$475K +$257K +7,844 +119%
DC
46
Davenport & Co
Virginia
$470K +$54K +1,647 +13%
LPT
47
Legacy Private Trust
Wisconsin
$415K
NPC
48
National Planning Corporation
California
$411K +$70.2K +2,140 +21%
WA
49
WESPAC Advisors
California
$403K +$402K +12,260 New
Goldman Sachs
50
Goldman Sachs
New York
$402K -$125K -3,804 -24%

FXG Hedge Fund Activity: Q3 2013 in Review

64 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q3 2013, worth a combined $420M — up 12% from $376M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FXG and 5 opened new positions — a net loss of 7 holders — while 19 trimmed existing stakes and 32 added.

The largest buyer was Morgan Stanley, adding an estimated $20.7M. The largest seller was Fidelity Investments, exiting entirely with an estimated $13.6M sold.

  • 64 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q3 2013, down from 72 in Q2 2013.
  • Funds reported $420M of First Trust Consumer Staples AlphaDEX Fund stock for Q3 2013, up 12% quarter-over-quarter.
  • 5 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q3 2013 and 12 closed out, a net change of -7 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $20.7M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q3 2013 was Fidelity Investments, an estimated $13.6M sold.

Based on aggregated 13F filings for Q3 2013.