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First Trust Consumer Staples AlphaDEX Fund

146 hedge funds and large institutions have $1.75B invested in First Trust Consumer Staples AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 56 increasing their positions, 63 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

0.83% more ownership

Funds ownership: 74.17%75% (+0.83%)

1% less funds holding

Funds holding: 148146 (-2)

7% less capital invested

Capital invested by funds: $1.88B → $1.75B (-$130M)

11% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 63

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
146
Holders Change
-2
Holders Change %
-1.35%
% of All Funds
3.9%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
11
Increased
56
Reduced
63
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$626M -$25.5M -532,336 -4%
Morgan Stanley
2
Morgan Stanley
New York
$214M -$28.9M -603,024 -12%
Wells Fargo
3
Wells Fargo
California
$181M +$7.02M +146,329 +4%
Bank of America
4
Bank of America
North Carolina
$71.2M -$4.32M -90,121 -6%
UBS Group
5
UBS Group
Switzerland
$67.6M -$1.73M -36,028 -2%
RJA
6
Raymond James & Associates
Florida
$44M -$3.44M -71,648 -7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$41.5M -$55.2K -1,151 -0.1%
Ameriprise
8
Ameriprise
Minnesota
$36.1M -$355K -7,401 -1%
MFS
9
MSI Financial Services
Massachusetts
$33.4M -$1.53M -31,874 -4%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$28.8M +$2.89M +60,159 +11%
LPL Financial
11
LPL Financial
California
$27.9M -$7.73M -161,026 -21%
HA
12
Hays Advisory
Tennessee
$25.6M -$736K -15,344 -3%
ACM
13
Aviance Capital Management
Florida
$20.3M -$3.6M -74,972 -15%
UCFA
14
United Capital Financial Advisors
Texas
$19.3M -$13.5M -280,397 -40%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$19.2M +$7.99M +166,490 +67%
NC
16
NewSquare Capital
Pennsylvania
$17M +$12.2M +253,586 +227%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$15.7M +$16.3M +338,751 New
Stifel Financial
18
Stifel Financial
Missouri
$13.8M -$2.37M -49,349 -14%
CPO
19
Cerity Partners OCIO
New York
$13.7M +$2.41M +50,141 +20%
AIM
20
Astor Investment Management
Illinois
$13.5M +$1.28M +26,621 +10%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$13.5M -$174K -3,617 -1%
SAM
22
Shamrock Asset Management
Texas
$12.6M -$1.58M -32,964 -11%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$8.36M -$124K -2,584 -1%
Citigroup
24
Citigroup
New York
$8.11M +$1.36M +28,390 +19%
TFA
25
Transamerica Financial Advisors
Florida
$7.73M +$2.23M +46,427 +39%

FXG Hedge Fund Activity: Q3 2016 in Review

146 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q3 2016, worth a combined $1.75B — down 6.9% from $1.88B a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FXG positions and 10 closed out — a net gain of 1 holder — while 56 added to existing stakes and 63 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $16.3M. The largest seller was Morgan Stanley, cutting an estimated $28.9M.

  • 146 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q3 2016, down from 148 in Q2 2016.
  • Funds reported $1.75B of First Trust Consumer Staples AlphaDEX Fund stock for Q3 2016, down 6.9% quarter-over-quarter.
  • 11 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q3 2016 and 10 closed out, a net change of +1 holder.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q3 2016 was Janney Montgomery Scott, an estimated $16.3M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q3 2016 was Morgan Stanley, an estimated $28.9M sold.

Based on aggregated 13F filings for Q3 2016.