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First Trust Consumer Staples AlphaDEX Fund

79 hedge funds and large institutions have $120M invested in First Trust Consumer Staples AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 25 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $94.3M → $120M (+$25.3M)

4.34% more ownership

Funds ownership: 43.52%47.87% (+4.3%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 25

6% less funds holding

Funds holding: 8479 (-5)

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

Holders
79
Holders Change
-5
Holders Change %
-5.95%
% of All Funds
1.62%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
25
Reduced
25
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.4M -$3.64M -81,448 -20%
Bank of America
2
Bank of America
North Carolina
$12.1M +$5.09M +113,741 +76%
Wells Fargo
3
Wells Fargo
California
$11.3M -$523K -11,687 -5%
SPL
4
Smart Portfolios LLC
Washington
$7.53M +$3.5M +78,153 +105%
UBS Group
5
UBS Group
Switzerland
$6.6M -$135K -3,027 -2%
FEG
6
Financial Enhancement Group
Indiana
$6.12M +$5.95M +132,974 +1,108,117%
LPL Financial
7
LPL Financial
California
$5.93M -$70.1K -1,566 -1%
VCM
8
Virtue Capital Management
Tennessee
$3.85M +$3.74M +83,609 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.66M -$828K -18,507 -19%
RJA
10
Raymond James & Associates
Florida
$3.52M -$102K -2,287 -3%
Osaic Holdings
11
Osaic Holdings
Arizona
$3.2M +$51.4K +1,148 +2%
HR
12
Howe & Rusling
New York
$2.78M -$256K -5,728 -9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.63M +$48.1K +1,076 +2%
Stifel Financial
14
Stifel Financial
Missouri
$2.44M +$341K +7,630 +17%
SWM
15
Strategic Wealth Management
Washington
$2.36M -$4.52K -101 -0.2%
BAM
16
Bellevue Asset Management
Washington
$2.29M -$14.2K -318 -0.6%
Citigroup
17
Citigroup
New York
$1.87M -$344K -7,683 -16%
Citadel Advisors
18
Citadel Advisors
Florida
$1.64M +$556K +12,435 +54%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$1.58M +$188K +4,194 +14%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.51M +$574K +12,842 +64%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.48M +$26.5K +592 +2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.38M -$749K -16,751 -36%
Ameriprise
23
Ameriprise
Minnesota
$1.32M -$415K -9,281 -24%
TRCT
24
Tower Research Capital (TRC)
New York
$1.23M -$94.8K -2,119 -7%
HighTower Advisors
25
HighTower Advisors
Illinois
$1.16M +$823K +18,389 +269%

FXG Hedge Fund Activity: Q2 2020 in Review

79 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q2 2020, worth a combined $120M — up 27% from $94.3M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of FXG and 11 opened new positions — a net loss of 4 holders — while 25 trimmed existing stakes and 25 added.

The largest buyer was Financial Enhancement Group, adding an estimated $5.95M. The largest seller was Morgan Stanley, cutting an estimated $3.64M.

  • 79 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q2 2020, down from 84 in Q1 2020.
  • Funds reported $120M of First Trust Consumer Staples AlphaDEX Fund stock for Q2 2020, up 27% quarter-over-quarter.
  • 11 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q2 2020 and 15 closed out, a net change of -4 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q2 2020 was Financial Enhancement Group, an estimated $5.95M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q2 2020 was Morgan Stanley, an estimated $3.64M sold.

Based on aggregated 13F filings for Q2 2020.