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First Trust Consumer Staples AlphaDEX Fund

138 hedge funds and large institutions have $429M invested in First Trust Consumer Staples AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 42 increasing their positions, 59 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0.34% more ownership

Funds ownership: 68.02%68.35% (+0.34%)

3% less funds holding

Funds holding: 142138 (-4)

6% less capital invested

Capital invested by funds: $456M → $429M (-$26.6M)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

29% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 59

Holders
138
Holders Change
-4
Holders Change %
-2.82%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
10
Increased
42
Reduced
59
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JAWM
1
J. Arnold Wealth Management
Ohio
$61M +$63.7M +1,009,883 +293,571%
HIIFS
2
Harel Insurance Investments & Financial Services
Israel
$54.7M
Morgan Stanley
3
Morgan Stanley
New York
$46M -$45.5M -720,676 -49%
LPL Financial
4
LPL Financial
California
$24.7M -$514K -8,151 -2%
Wells Fargo
5
Wells Fargo
California
$24M -$15.5M -245,729 -38%
Osaic Holdings
6
Osaic Holdings
Arizona
$18.4M +$5.81M +92,041 +43%
NA
7
NewEdge Advisors
Louisiana
$16.4M +$1.79M +28,326 +12%
Bank of America
8
Bank of America
North Carolina
$15.7M -$206K -3,256 -1%
UBS Group
9
UBS Group
Switzerland
$15.4M +$2.75M +43,552 +21%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.9M +$1.38M +21,833 +11%
Citadel Advisors
11
Citadel Advisors
Florida
$11.9M +$12.1M +190,926 +2,722%
RJA
12
Raymond James & Associates
Florida
$7.36M +$747K +11,829 +11%
CAG
13
Csenge Advisory Group
Florida
$6.51M +$154K +2,437 +2%
CAN
14
Cetera Advisor Networks
California
$6.21M +$172K +2,721 +3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$5.27M -$4.63M -73,300 -46%
Stifel Financial
16
Stifel Financial
Missouri
$5.06M -$1.67M -26,492 -24%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$4.87M -$1.4M -22,233 -22%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$4.81M +$596K +9,450 +13%
Citigroup
19
Citigroup
New York
$4.16M -$344K -5,447 -7%
IAA
20
Independent Advisor Alliance
North Carolina
$3.82M +$150K +2,383 +4%
NA
21
Navellier & Associates
Nevada
$3.39M -$87.4K -1,384 -2%
HI
22
Harbour Investments
Wisconsin
$3.06M -$174K -2,752 -5%
PCH
23
PGIM Custom Harvest
New Jersey
$3.01M +$2.4M +38,037 +322%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$2.99M -$35.6K -564 -1%
CAS
25
Coppell Advisory Solutions
Texas
$2.95M -$1.71M -27,108 -37%

FXG Hedge Fund Activity: Q3 2023 in Review

138 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q3 2023, worth a combined $429M — down 5.8% from $456M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FXG and 10 opened new positions — a net loss of 4 holders — while 59 trimmed existing stakes and 42 added.

The largest buyer was J. Arnold Wealth Management, adding an estimated $63.7M. The largest seller was Morgan Stanley, cutting an estimated $45.5M.

  • 138 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q3 2023, down from 142 in Q2 2023.
  • Funds reported $429M of First Trust Consumer Staples AlphaDEX Fund stock for Q3 2023, down 5.8% quarter-over-quarter.
  • 10 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q3 2023 and 14 closed out, a net change of -4 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q3 2023 was J. Arnold Wealth Management, an estimated $63.7M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q3 2023 was Morgan Stanley, an estimated $45.5M sold.

Based on aggregated 13F filings for Q3 2023.