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First Trust Consumer Staples AlphaDEX Fund

85 hedge funds and large institutions have $128M invested in First Trust Consumer Staples AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

8% more funds holding

Funds holding: 7985 (+6)

7% more capital invested

Capital invested by funds: $120M → $128M (+$8.74M)

2.46% more ownership

Funds ownership: 47.87%50.32% (+2.5%)

59% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 39

Holders
85
Holders Change
+6
Holders Change %
+7.59%
% of All Funds
1.72%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.08%
New
12
Increased
16
Reduced
39
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.2M -$1.88M -38,876 -12%
Wells Fargo
2
Wells Fargo
California
$12.6M +$856K +17,689 +7%
Bank of America
3
Bank of America
North Carolina
$11M -$1.66M -34,307 -13%
SPL
4
Smart Portfolios LLC
Washington
$7.33M -$12.8K -265 -0.2%
UBS Group
5
UBS Group
Switzerland
$6.47M -$421K -8,689 -6%
LPL Financial
6
LPL Financial
California
$6M -$199K -4,104 -3%
FEM
7
Fulcrum Equity Management
Texas
$5.87M +$4.81M +99,307 +434%
NA
8
Navellier & Associates
Nevada
$5.68M +$5.71M +118,044 New
JAWM
9
J. Arnold Wealth Management
Ohio
$5.4M +$5.42M +111,977 +30,848%
SWM
10
Strategic Wealth Management
Washington
$5.01M +$2.57M +53,070 +104%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.6M +$787K +16,265 +20%
VCM
12
Virtue Capital Management
Tennessee
$3.83M -$188K -3,890 -5%
RJA
13
Raymond James & Associates
Florida
$3.24M -$440K -9,086 -12%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.19M -$146K -3,012 -4%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.66M -$81.8K -1,690 -3%
HR
16
Howe & Rusling
New York
$2.58M -$322K -6,648 -11%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.1M +$556K +11,484 +36%
Stifel Financial
18
Stifel Financial
Missouri
$2.01M -$537K -11,100 -21%
Citigroup
19
Citigroup
New York
$1.77M -$183K -3,783 -9%
BAM
20
Bellevue Asset Management
Washington
$1.7M -$696K -14,379 -29%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.56M +$588K +12,146 +60%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$1.41M -$246K -5,082 -15%
Ameriprise
23
Ameriprise
Minnesota
$1.38M -$3.19K -66 -0.2%
HighTower Advisors
24
HighTower Advisors
Illinois
$1.25M +$31.6K +652 +3%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$1.2M +$10.4K +214 +0.9%

FXG Hedge Fund Activity: Q3 2020 in Review

85 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q3 2020, worth a combined $128M — up 7.3% from $120M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXG positions and 6 closed out — a net gain of 6 holders — while 16 added to existing stakes and 39 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $5.71M. The largest seller was Financial Enhancement Group, exiting entirely with an estimated $6.12M sold.

  • 85 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q3 2020, up from 79 in Q2 2020.
  • Funds reported $128M of First Trust Consumer Staples AlphaDEX Fund stock for Q3 2020, up 7.3% quarter-over-quarter.
  • 12 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q3 2020 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q3 2020 was Navellier & Associates, an estimated $5.71M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q3 2020 was Financial Enhancement Group, an estimated $6.12M sold.

Based on aggregated 13F filings for Q3 2020.