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First Trust Consumer Staples AlphaDEX Fund

135 hedge funds and large institutions have $331M invested in First Trust Consumer Staples AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 21 increasing their positions, 69 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.05% more ownership

Funds ownership: 68.35%73.4% (+5%)

10% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 21

2% less funds holding

Funds holding: 138135 (-3)

23% less capital invested

Capital invested by funds: $429M → $331M (-$98.1M)

70% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 69

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
135
Holders Change
-3
Holders Change %
-2.17%
% of All Funds
1.97%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
19
Increased
21
Reduced
69
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.8M +$14.9M +247,608 +32%
HIIFS
2
Harel Insurance Investments & Financial Services
Israel
$57.2M
LPL Financial
3
LPL Financial
California
$20.9M -$4.66M -77,487 -19%
Wells Fargo
4
Wells Fargo
California
$19.2M -$5.62M -93,499 -24%
GWA
5
Gratus Wealth Advisors
Virginia
$13.4M +$12.8M +212,310 New
RJA
6
Raymond James & Associates
Florida
$12.6M +$4.64M +77,175 +63%
NA
7
NewEdge Advisors
Louisiana
$10.8M -$5.94M -98,845 -36%
Bank of America
8
Bank of America
North Carolina
$8.06M -$7.98M -132,778 -51%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.84M -$6.36M -105,881 -49%
CAG
10
Csenge Advisory Group
Florida
$6.68M -$127K -2,114 -2%
UBS Group
11
UBS Group
Switzerland
$6.34M -$9.31M -154,845 -61%
Osaic Holdings
12
Osaic Holdings
Arizona
$5.68M -$12.9M -215,421 -71%
Stifel Financial
13
Stifel Financial
Missouri
$5M -$275K -4,574 -5%
CAN
14
Cetera Advisor Networks
California
$4.49M -$1.9M -31,677 -31%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.46M -$542K -9,018 -11%
IAA
16
Independent Advisor Alliance
North Carolina
$4.03M +$30.6K +510 +0.8%
Citigroup
17
Citigroup
New York
$3.96M -$374K -6,226 -9%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$3.91M -$1.52M -25,306 -29%
GS
19
GTS Securities
New York
$2.97M +$2.23M +37,039 +366%
Citadel Advisors
20
Citadel Advisors
Florida
$2.64M -$9.38M -156,126 -79%
MWS
21
Maxwell Wealth Strategies
California
$2.63M +$2.51M +41,712 New
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$2.55M +$35.4K +589 +1%
HI
23
Harbour Investments
Wisconsin
$2.46M -$706K -11,742 -23%
PCH
24
PGIM Custom Harvest
New Jersey
$2.42M -$687K -11,429 -23%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$2.41M -$2.55M -42,515 -53%

FXG Hedge Fund Activity: Q4 2023 in Review

135 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q4 2023, worth a combined $331M — down 23% from $429M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of FXG and 19 opened new positions — a net loss of 2 holders — while 69 trimmed existing stakes and 21 added.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was J. Arnold Wealth Management, cutting an estimated $58.5M.

  • 135 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q4 2023, down from 138 in Q3 2023.
  • Funds reported $331M of First Trust Consumer Staples AlphaDEX Fund stock for Q4 2023, down 23% quarter-over-quarter.
  • 19 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q4 2023 and 21 closed out, a net change of -2 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q4 2023 was J. Arnold Wealth Management, an estimated $58.5M sold.

Based on aggregated 13F filings for Q4 2023.