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First Trust Consumer Staples AlphaDEX Fund

148 hedge funds and large institutions have $1.88B invested in First Trust Consumer Staples AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 26 funds opening new positions, 51 increasing their positions, 55 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 9

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

10% more funds holding

Funds holding: 134148 (+14)

1% less capital invested

Capital invested by funds: $1.9B → $1.88B (-$21.9M)

7% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 55

4.3% less ownership

Funds ownership: 78.48%74.17% (-4.3%)

100% less call options, than puts

Call options by funds: $1K | Put options by funds: $266K

Holders
148
Holders Change
+14
Holders Change %
+10.45%
% of All Funds
3.95%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
26
Increased
51
Reduced
55
Closed
9
Calls
$1K
Puts
$266K
Net Calls
-$265K
Net Calls Change
-$722K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$678M -$37.6M -803,529 -5%
Morgan Stanley
2
Morgan Stanley
New York
$252M -$18M -385,317 -7%
Wells Fargo
3
Wells Fargo
California
$182M -$21.9M -467,052 -11%
Bank of America
4
Bank of America
North Carolina
$78.5M -$6.2M -132,328 -8%
UBS Group
5
UBS Group
Switzerland
$72.2M -$4.04M -86,264 -5%
RJA
6
Raymond James & Associates
Florida
$49.3M -$2.46M -52,548 -5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$43.2M +$4.95M +105,745 +13%
Ameriprise
8
Ameriprise
Minnesota
$37.3M +$253K +5,410 +0.7%
LPL Financial
9
LPL Financial
California
$37.3M -$35M -748,562 -49%
MFS
10
MSI Financial Services
Massachusetts
$36.3M +$2.91M +62,078 +9%
UCFA
11
United Capital Financial Advisors
Texas
$33.5M +$15.4M +328,400 +89%
HA
12
Hays Advisory
Tennessee
$27.4M +$26.5M +566,693 New
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$27.1M -$17.3M -369,690 -40%
ACM
14
Aviance Capital Management
Florida
$24.8M -$625K -13,343 -3%
Stifel Financial
15
Stifel Financial
Missouri
$16.7M +$1.34M +28,555 +9%
Goldman Sachs
16
Goldman Sachs
New York
$16.3M -$12.5M -267,288 -44%
SAM
17
Shamrock Asset Management
Texas
$14.7M +$14.2M +303,316 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$14.2M -$3.88M -82,965 -22%
AIM
19
Astor Investment Management
Illinois
$12.8M +$2.22M +47,365 +22%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$12M -$28.1K -601 -0.2%
CPO
21
Cerity Partners OCIO
New York
$11.6M +$2.15M +45,840 +23%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$10.3M +$480K +10,247 +5%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$8.9M +$445K +9,502 +5%
BTS
24
BB&T Securities
Virginia
$8.03M +$4.51M +96,331 +138%
Citigroup
25
Citigroup
New York
$7.07M +$1.18M +25,290 +21%

FXG Hedge Fund Activity: Q2 2016 in Review

148 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q2 2016, worth a combined $1.88B — down 1.1% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FXG positions and 9 closed out — a net gain of 17 holders — while 51 added to existing stakes and 55 trimmed.

The largest buyer was Hays Advisory, opening a new position worth an estimated $26.5M. The largest seller was First Trust Advisors, cutting an estimated $37.6M.

  • 148 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q2 2016, up from 134 in Q1 2016.
  • Funds reported $1.88B of First Trust Consumer Staples AlphaDEX Fund stock for Q2 2016, down 1.1% quarter-over-quarter.
  • 26 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q2 2016 and 9 closed out, a net change of +17 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q2 2016 was Hays Advisory, an estimated $26.5M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q2 2016 was First Trust Advisors, an estimated $37.6M sold.

Based on aggregated 13F filings for Q2 2016.