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First Trust Consumer Staples AlphaDEX Fund

87 hedge funds and large institutions have $121M invested in First Trust Consumer Staples AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 24 increasing their positions, 29 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

2% more funds holding

Funds holding: 8587 (+2)

2.4% less ownership

Funds ownership: 50.32%47.93% (-2.4%)

5% less capital invested

Capital invested by funds: $128M → $121M (-$6.96M)

17% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 29

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
87
Holders Change
+2
Holders Change %
+2.35%
% of All Funds
1.54%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
13
Increased
24
Reduced
29
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.4M -$890K -17,632 -6%
Wells Fargo
2
Wells Fargo
California
$12.3M -$1.28M -25,312 -10%
Bank of America
3
Bank of America
North Carolina
$11.5M -$332K -6,575 -3%
SPL
4
Smart Portfolios LLC
Washington
$7.79M -$86.6K -1,716 -1%
UBS Group
5
UBS Group
Switzerland
$6.98M +$28.9K +572 +0.4%
JAWM
6
J. Arnold Wealth Management
Ohio
$5.93M +$133K +2,640 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.38M +$436K +8,640 +9%
SWM
8
Strategic Wealth Management
Washington
$5.15M -$227K -4,493 -4%
LPL Financial
9
LPL Financial
California
$4.84M -$1.57M -31,071 -25%
RJA
10
Raymond James & Associates
Florida
$3.58M +$106K +2,110 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$3.18M -$246K -4,878 -7%
HR
12
Howe & Rusling
New York
$2.59M -$185K -3,661 -7%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.51M -$335K -6,632 -12%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.51M +$822K +16,288 +50%
Citadel Advisors
15
Citadel Advisors
Florida
$2.2M +$2.15M +42,705 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.16M -$88K -1,744 -4%
Stifel Financial
17
Stifel Financial
Missouri
$2.11M -$48.9K -970 -2%
BAM
18
Bellevue Asset Management
Washington
$2.03M +$134K +2,651 +8%
Citigroup
19
Citigroup
New York
$1.68M -$215K -4,264 -12%
SWP
20
Stratos Wealth Partners
Ohio
$1.59M +$661K +13,098 +74%
Ameriprise
21
Ameriprise
Minnesota
$1.39M -$79.4K -1,574 -5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.35M +$286K +5,668 +28%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$1.3M +$11.6K +229 +0.9%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$1.27M -$241K -4,772 -16%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$1.15M +$841K +16,674 +297%

FXG Hedge Fund Activity: Q4 2020 in Review

87 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q4 2020, worth a combined $121M — down 5.4% from $128M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FXG positions and 8 closed out — a net gain of 5 holders — while 24 added to existing stakes and 29 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.15M. The largest seller was Fulcrum Equity Management, cutting an estimated $5.88M.

  • 87 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q4 2020, up from 85 in Q3 2020.
  • Funds reported $121M of First Trust Consumer Staples AlphaDEX Fund stock for Q4 2020, down 5.4% quarter-over-quarter.
  • 13 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q4 2020 and 8 closed out, a net change of +5 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q4 2020 was Citadel Advisors, an estimated $2.15M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q4 2020 was Fulcrum Equity Management, an estimated $5.88M sold.

Based on aggregated 13F filings for Q4 2020.