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First Trust Consumer Staples AlphaDEX Fund

95 hedge funds and large institutions have $138M invested in First Trust Consumer Staples AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

46% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 24

1.66% more ownership

Funds ownership: 50.59%52.25% (+1.7%)

2% more capital invested

Capital invested by funds: $135M → $138M (+$2.78M)

4% less funds holding

Funds holding: 9995 (-4)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
95
Holders Change
-4
Holders Change %
-4.04%
% of All Funds
1.66%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
6
Increased
35
Reduced
24
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.5M +$5.55M +97,705 +32%
Wells Fargo
2
Wells Fargo
California
$11.2M -$68.6K -1,208 -0.6%
SPL
3
Smart Portfolios LLC
Washington
$8.12M +$2.78K +49 +0%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.69M +$308K +5,432 +4%
NA
5
Navellier & Associates
Nevada
$7.16M +$250K +4,411 +4%
UBS Group
6
UBS Group
Switzerland
$6.51M +$7.32K +129 +0.1%
Bank of America
7
Bank of America
North Carolina
$6.21M -$214K -3,765 -3%
LPL Financial
8
LPL Financial
California
$5.82M +$346K +6,100 +6%
SWM
9
Strategic Wealth Management
Washington
$5.06M -$196K -3,460 -4%
FEM
10
Fulcrum Equity Management
Texas
$4.93M -$221K -3,894 -4%
RJA
11
Raymond James & Associates
Florida
$4.3M +$146K +2,575 +3%
Osaic Holdings
12
Osaic Holdings
Arizona
$4M -$11.9K -209 -0.3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.75M -$429K -7,559 -13%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$2.6M -$17.3K -305 -0.7%
SWM
15
Spire Wealth Management
Virginia
$2.57M +$91.5K +1,612 +4%
Stifel Financial
16
Stifel Financial
Missouri
$2.56M -$266K -4,694 -9%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.21M +$50.4K +888 +2%
FTUS
18
Flow Traders U.S.
New York
$2.21M +$851K +15,000 +62%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.11M +$1.1M +19,340 +107%
HR
20
Howe & Rusling
New York
$2M +$16.8K +296 +0.8%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.8M +$303K +5,344 +20%
Ameriprise
22
Ameriprise
Minnesota
$1.68M +$126K +2,211 +8%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$1.65M +$79.7K +1,404 +5%
Citigroup
24
Citigroup
New York
$1.45M -$174K -3,062 -11%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$1.22M +$74.2K +1,308 +6%

FXG Hedge Fund Activity: Q3 2021 in Review

95 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q3 2021, worth a combined $138M — up 2.1% from $135M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FXG and 6 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 35 added.

The largest buyer was Morgan Stanley, adding an estimated $5.55M. The largest seller was Citadel Advisors, cutting an estimated $1.4M.

  • 95 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q3 2021, down from 99 in Q2 2021.
  • Funds reported $138M of First Trust Consumer Staples AlphaDEX Fund stock for Q3 2021, up 2.1% quarter-over-quarter.
  • 6 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q3 2021 and 8 closed out, a net change of -2 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q3 2021 was Morgan Stanley, an estimated $5.55M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q3 2021 was Citadel Advisors, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2021.