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First Trust Consumer Staples AlphaDEX Fund

100 hedge funds and large institutions have $157M invested in First Trust Consumer Staples AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 38 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 5

6% more funds holding

Funds holding: 94100 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6.4% less ownership

Funds ownership: 56.44%50.04% (-6.4%)

24% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 38

25% less capital invested

Capital invested by funds: $207M → $157M (-$50.8M)

Holders
100
Holders Change
+6
Holders Change %
+6.38%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
29
Reduced
38
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.3M -$717K -14,827 -3%
Wells Fargo
2
Wells Fargo
California
$13.7M -$1.06M -22,014 -7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.97M +$3.03M +62,646 +54%
Bank of America
4
Bank of America
North Carolina
$8.3M -$2.45M -50,763 -23%
UBS Group
5
UBS Group
Switzerland
$7.76M -$1.61M -33,226 -18%
LPL Financial
6
LPL Financial
California
$6.08M +$517K +10,687 +10%
Stifel Financial
7
Stifel Financial
Missouri
$5.19M +$106K +2,203 +2%
AWM
8
AE Wealth Management
Kansas
$4.61M -$329K -6,804 -7%
SS
9
Simplicity Solutions
Minnesota
$4.48M -$345K -7,128 -7%
SPL
10
Smart Portfolios LLC
Washington
$4.03M -$172K -3,568 -4%
RJA
11
Raymond James & Associates
Florida
$3.87M +$353K +7,309 +10%
VCM
12
Virtue Capital Management
Tennessee
$3.72M +$54.5K +1,128 +2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$3.22M -$104K -2,149 -3%
AA
14
Advisory Alpha
Michigan
$3.15M +$272K +5,621 +10%
AG
15
Advisor Group
Arizona
$3.03M -$7.25K -150 -0.2%
CONA
16
Capital One National Association
New York
$2.91M +$2.81M +58,179 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.87M -$154K -3,188 -5%
SWM
18
Strategic Wealth Management
Washington
$2.8M -$162K -3,344 -6%
Citigroup
19
Citigroup
New York
$2.75M -$291K -6,020 -10%
BAM
20
Bellevue Asset Management
Washington
$2.65M +$2.56M +52,907 New
ACM
21
AlphaStar Capital Management
North Carolina
$2.32M +$1.92M +39,779 +602%
Citadel Advisors
22
Citadel Advisors
Florida
$2.12M +$1.11M +22,922 +118%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$2.09M +$672K +13,909 +50%
HR
24
Howe & Rusling
New York
$2.08M +$139K +2,867 +7%
Ameriprise
25
Ameriprise
Minnesota
$1.97M -$689K -14,260 -27%

FXG Hedge Fund Activity: Q4 2019 in Review

100 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q4 2019, worth a combined $157M — down 25% from $207M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXG positions and 5 closed out — a net gain of 10 holders — while 29 added to existing stakes and 38 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.03M. The largest seller was Migdal Insurance & Financial Holdings, exiting entirely with an estimated $54.6M sold.

  • 100 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q4 2019, up from 94 in Q3 2019.
  • Funds reported $157M of First Trust Consumer Staples AlphaDEX Fund stock for Q4 2019, down 25% quarter-over-quarter.
  • 15 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q4 2019 and 5 closed out, a net change of +10 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q4 2019 was Royal Bank of Canada, an estimated $3.03M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q4 2019 was Migdal Insurance & Financial Holdings, an estimated $54.6M sold.

Based on aggregated 13F filings for Q4 2019.