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First Trust Consumer Staples AlphaDEX Fund

107 hedge funds and large institutions have $152M invested in First Trust Consumer Staples AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 9

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

13% more funds holding

Funds holding: 95107 (+12)

10% more capital invested

Capital invested by funds: $138M → $152M (+$13.5M)

1.63% more ownership

Funds ownership: 52.25%53.88% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
107
Holders Change
+12
Holders Change %
+12.63%
% of All Funds
1.65%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
24
Increased
29
Reduced
24
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.7M +$2.78M +47,351 +12%
Wells Fargo
2
Wells Fargo
California
$13.2M +$776K +13,210 +7%
SPL
3
Smart Portfolios LLC
Washington
$8.99M +$52.6K +895 +0.6%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$8.63M +$162K +2,764 +2%
LPL Financial
5
LPL Financial
California
$8.01M +$1.53M +25,988 +25%
UBS Group
6
UBS Group
Switzerland
$7.43M +$259K +4,404 +4%
SMF
7
Sterling Manor Financial
New York
$7.33M +$6.96M +118,389 New
Bank of America
8
Bank of America
North Carolina
$6.72M -$98.7K -1,680 -2%
SWM
9
Strategic Wealth Management
Washington
$5.57M
RJA
10
Raymond James & Associates
Florida
$4.84M +$106K +1,802 +2%
Osaic Holdings
11
Osaic Holdings
Arizona
$4.46M +$52.3K +890 +1%
Stifel Financial
12
Stifel Financial
Missouri
$2.92M +$96.4K +1,641 +4%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.85M -$9.81K -167 -0.4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.47M +$35.7K +608 +2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.43M -$563K -9,585 -20%
HR
16
Howe & Rusling
New York
$2.32M +$117K +1,990 +6%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$2.23M -$85.1K -1,449 -4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$2.09M +$103K +1,761 +6%
SWM
19
Spire Wealth Management
Virginia
$2.06M -$733K -12,475 -27%
Citigroup
20
Citigroup
New York
$1.91M +$304K +5,179 +20%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$1.83M +$10.4K +177 +0.6%
Citadel Advisors
22
Citadel Advisors
Florida
$1.55M +$696K +11,845 +90%
FTUS
23
Flow Traders U.S.
New York
$1.53M -$856K -14,573 -37%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$1.35M +$8.46K +144 +0.7%
RIA
25
Regal Investment Advisors
Michigan
$1.03M +$73.4K +1,249 +8%

FXG Hedge Fund Activity: Q4 2021 in Review

107 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q4 2021, worth a combined $152M — up 9.7% from $138M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXG positions and 9 closed out — a net gain of 15 holders — while 29 added to existing stakes and 24 trimmed.

The largest buyer was Sterling Manor Financial, opening a new position worth an estimated $6.96M. The largest seller was Navellier & Associates, exiting entirely with an estimated $7.16M sold.

  • 107 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q4 2021, up from 95 in Q3 2021.
  • Funds reported $152M of First Trust Consumer Staples AlphaDEX Fund stock for Q4 2021, up 9.7% quarter-over-quarter.
  • 24 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q4 2021 and 9 closed out, a net change of +15 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q4 2021 was Sterling Manor Financial, an estimated $6.96M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q4 2021 was Navellier & Associates, an estimated $7.16M sold.

Based on aggregated 13F filings for Q4 2021.