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First Trust Consumer Staples AlphaDEX Fund

84 hedge funds and large institutions have $94.3M invested in First Trust Consumer Staples AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 40 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

6.52% less ownership

Funds ownership: 50.04%43.52% (-6.5%)

16% less funds holding

Funds holding: 10084 (-16)

40% less capital invested

Capital invested by funds: $157M → $94.3M (-$62.3M)

53% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 40

62% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 21

Holders
84
Holders Change
-16
Holders Change %
-16%
% of All Funds
1.85%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
8
Increased
19
Reduced
40
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.6M -$3.14M -68,441 -14%
Wells Fargo
2
Wells Fargo
California
$10.3M -$787K -17,144 -6%
Bank of America
3
Bank of America
North Carolina
$5.97M -$750K -16,353 -10%
UBS Group
4
UBS Group
Switzerland
$5.85M -$400K -8,717 -6%
LPL Financial
5
LPL Financial
California
$5.21M +$410K +8,946 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.91M -$3.73M -81,384 -45%
RJA
7
Raymond James & Associates
Florida
$3.15M +$62K +1,351 +2%
SPL
8
Smart Portfolios LLC
Washington
$2.98M -$270K -5,888 -7%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.74M +$3.13M +68,314 New
HR
10
Howe & Rusling
New York
$2.64M +$1.13M +24,577 +59%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.24M -$64.8K -1,412 -2%
BAM
12
Bellevue Asset Management
Washington
$2.23M -$134K -2,925 -6%
SWM
13
Strategic Wealth Management
Washington
$2.05M -$212K -4,615 -8%
Citigroup
14
Citigroup
New York
$1.93M -$308K -6,722 -12%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.87M +$1.19M +26,003 +125%
Stifel Financial
16
Stifel Financial
Missouri
$1.81M -$2.67M -58,093 -56%
COF
17
Capital One Financial
Virginia
$1.69M +$1.93M +42,152 New
Ameriprise
18
Ameriprise
Minnesota
$1.53M -$66.2K -1,443 -4%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.26M -$96.2K -2,096 -6%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$1.21M -$530K -11,545 -28%
ACP
21
Aveo Capital Partners
Colorado
$1.2M -$38.4K -837 -3%
TRCT
22
Tower Research Capital (TRC)
New York
$1.15M +$615K +13,408 +87%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.02M -$1.77M -38,639 -60%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$933K +$585K +12,754 +120%
Citadel Advisors
25
Citadel Advisors
Florida
$925K -$881K -19,200 -45%

FXG Hedge Fund Activity: Q1 2020 in Review

84 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q1 2020, worth a combined $94.3M — down 40% from $157M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of FXG and 8 opened new positions — a net loss of 13 holders — while 40 trimmed existing stakes and 19 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $1.19M. The largest seller was AE Wealth Management, exiting entirely with an estimated $4.61M sold.

  • 84 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q1 2020, down from 100 in Q4 2019.
  • Funds reported $94.3M of First Trust Consumer Staples AlphaDEX Fund stock for Q1 2020, down 40% quarter-over-quarter.
  • 8 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q1 2020 and 21 closed out, a net change of -13 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q1 2020 was Commonwealth Equity Services, an estimated $1.19M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q1 2020 was AE Wealth Management, an estimated $4.61M sold.

Based on aggregated 13F filings for Q1 2020.